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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPAC icon
2976
Enerpac Tool Group
EPAC
$1.91B
– –
-29,213
Closed -$675K
EVG
2977
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
– –
-10,033
Closed -$139K
EWI icon
2978
iShares MSCI Italy ETF
EWI
$1.07B
– –
-1,337,719
Closed -$39.8M
EWP icon
2979
iShares MSCI Spain ETF
EWP
$2.16B
– –
-1,154,707
Closed -$38.7M
EXEL icon
2980
Exelixis
EXEL
$13.3B
– –
-14,521
Closed -$55K
FCNCA icon
2981
First Citizens BancShares
FCNCA
$25.4B
– –
-2,206
Closed -$580K
FEZ icon
2982
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.51B
– –
-1,002,262
Closed -$37.5M
FFIN icon
2983
First Financial Bankshares
FFIN
$4.98B
– –
-29,926
Closed -$518K
FHI icon
2984
Federated Hermes
FHI
$4.74B
– –
-17,074
Closed -$572K
FLEX icon
2985
Flex
FLEX
$45.4B
– –
-35,020
Closed -$298K
FNF icon
2986
Fidelity National Financial
FNF
$14B
– –
-5,190
Closed -$133K
FUL icon
2987
H.B. Fuller
FUL
$3.18B
– –
-8,419
Closed -$342K
GERN icon
2988
Geron
GERN
$988M
– –
-12,315
Closed -$53K
GLIN icon
2989
VanEck India Growth Leaders ETF
GLIN
$94.9M
– –
-575
Closed -$24K
GNRC icon
2990
Generac Holdings
GNRC
$12.6B
– –
-6,532
Closed -$259K
GOGL
2991
DELISTED
Golden Ocean Group
GOGL
– –
-2,025
Closed -$39K
GTE icon
2992
Gran Tierra Energy
GTE
$324M
– –
-1,059
Closed -$32K
GUT
2993
Gabelli Utility Trust
GUT
$561M
– –
-13,120
Closed -$77K
GWRE icon
2994
Guidewire Software
GWRE
$13.2B
– –
-4,729
Closed -$250K
HEI icon
2995
HEICO Corp
HEI
$50.8B
– –
-5,110
Closed -$122K
HEI.A icon
2996
HEICO Corp Class A
HEI.A
$36.9B
– –
-4,805
Closed -$100K
HLIT icon
2997
Harmonic Inc
HLIT
$1.28B
– –
-10,188
Closed -$70K
HMY icon
2998
Harmony Gold Mining
HMY
$11.3B
– –
-572,135
Closed -$767K
HNI icon
2999
HNI Corp
HNI
$3.51B
– –
-9,794
Closed -$501K
HOPE icon
3000
Hope Bancorp
HOPE
$1.78B
– –
-19,156
Closed -$283K
118 119
120
121 122

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.