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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$42.2B
AUM Growth
+$2.39B
Cap. Flow
+$1.73B
Cap. Flow %
4.08%
Top 10 Hldgs %
6.95%
Holding
3,161
New
154
Increased
1,631
Reduced
1,226
Closed
131

Top Buys

Rank Stock Value
1
OA
Orbital ATK, Inc.
OA
+$79.3M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$74.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$55.8M
4
AMGN icon
Amgen
AMGN
+$49.5M
5
SWKS icon
Skyworks Solutions
SWKS
+$44.6M

Top Sells

Rank Stock Value
1
B
Barrick Mining
B
+$110M
2
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$89.7M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$80.1M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69M
5
AGN
Allergan Inc
AGN
+$66.4M

Sector Composition

Rank Sector Weight
1 Healthcare 12.36%
2 Technology 11.41%
3 Consumer Discretionary 10.43%
4 Financials 10.38%
5 Industrials 9.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VVUS
2976
DELISTED
Vivus Inc
VVUS
$28K ﹤0.01%
+1,126
New +$31.3K
FRO icon
2977
Frontline
FRO
$8.81B
$27K ﹤0.01%
2,407
+140
+6% +$1.95K
GLIN icon
2978
VanEck India Growth Leaders ETF
GLIN
$95M
$27K ﹤0.01%
575
– –
ONE
2979
DELISTED
HIGHER ONE HOLDINGS, INC COM STK
ONE
$27K ﹤0.01%
+11,035
New +$36.2K
GEG icon
2980
Great Elm Group
GEG
$69.9M
$25K ﹤0.01%
3,634
+1,800
+98% +$17.7K
PCY icon
2981
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$25K ﹤0.01%
870
– –
GLBR
2982
DELISTED
Global Brokerage, Inc. Class A Common Stock
GLBR
$25K ﹤0.01%
+1,147
New +$52K
ANAD
2983
DELISTED
ANADIGICS INC
ANAD
$25K ﹤0.01%
18,265
+82
+0.5% +$89
MCP
2984
DELISTED
MOLYCORP INC COM STK
MCP
$25K ﹤0.01%
65,570
+3,179
+5% +$2.06K
CVO
2985
DELISTED
Cenevo, Inc.
CVO
$24K ﹤0.01%
1,406
+69
+5% +$1.11K
ARQL
2986
DELISTED
Arqule Inc
ARQL
$23K ﹤0.01%
10,191
+46
+0.5% +$73
PRSO icon
2987
Peraso
PRSO
$10.8M
$22K ﹤0.01%
+1
New +$15.9K
CASC
2988
DELISTED
Cascadian Therapeutics, Inc.
CASC
$22K ﹤0.01%
2,222
+222
+11% +$2.18K
TWER
2989
DELISTED
Towerstream Corporation Common Stock
TWER
$22K ﹤0.01%
506
+3
+0.6% +$129
WLT
2990
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$22K ﹤0.01%
35,009
+1,836
+6% +$1.71K
MM
2991
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
$21K ﹤0.01%
14,648
+831
+6% +$1.27K
UEC icon
2992
Uranium Energy
UEC
$5.32B
$20K ﹤0.01%
13,370
+60
+0.5% +$85
IRD
2993
Opus Genetics
IRD
$307M
$20K ﹤0.01%
58
– –
VRNG
2994
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$20K ﹤0.01%
3,060
+163
+6% +$1.08K
WYY icon
2995
WidePoint Corp
WYY
$106M
$18K ﹤0.01%
1,365
+224
+20% +$3.29K
ROX
2996
DELISTED
Castle Brands, Inc.
ROX
$18K ﹤0.01%
12,747
+57
+0.4% +$85
AOI
2997
DELISTED
Alliance One International
AOI
$18K ﹤0.01%
1,640
-66,931
-98% -$751K
ALT icon
2998
Altimmune
ALT
$585M
$17K ﹤0.01%
+35
New +$17.4K
ATEC icon
2999
Alphatec Holdings
ATEC
$1.42B
$17K ﹤0.01%
998
+71
+8% +$1.18K
BBDO icon
3000
Banco Bradesco
BBDO
$34.3B
$17K ﹤0.01%
+3,243
New +$19.1K
118 119
120
121 122

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2015 Portfolio in Review

As of Q1 2015, Guggenheim Capital held 3,161 positions worth $42.2B, up 6% from $39.9B the previous quarter. Its ten largest holdings account for 7% of the portfolio.

Guggenheim Capital deployed $1.73B of net new capital in Q1 2015, opening 154 new positions and adding to 1,631 existing holdings. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Barrick Mining, an estimated $110M trimmed.

  • Guggenheim Capital's largest Q1 2015 buy was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.
  • Guggenheim Capital added most to Orbital ATK, Inc. in Q1 2015, an estimated $79.3M increase.
  • Guggenheim Capital's biggest Q1 2015 reduction was Barrick Mining, cutting an estimated $110M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2015, selling an estimated $80.1M.
  • Guggenheim Capital's ten largest holdings make up 7% of its $42.2B portfolio in Q1 2015.
  • Guggenheim Capital opened 154 new positions and closed 131 in Q1 2015.
  • Guggenheim Capital's portfolio value rose 6% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q1 2015, filed 15 May 2015.