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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HK
2976
DELISTED
Halcon Resources Corporation
HK
$133K ﹤0.01%
178
-50
-22% -$31.8K
ACLS icon
2977
Axcelis
ACLS
$4.2B
$132K ﹤0.01%
15,379
+2,490
+19% +$22.9K
CQB
2978
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$132K ﹤0.01%
+10,629
New +$120K
INFN
2979
DELISTED
Infinera Corporation Common Stock
INFN
$131K ﹤0.01%
14,448
-3,403
-19% -$29.8K
TWER
2980
DELISTED
Towerstream Corporation Common Stock
TWER
$131K ﹤0.01%
2,788
+418
+18% +$22.4K
MGF
2981
Aberdeen Government Markets Income Fund
MGF
$92.2M
$129K ﹤0.01%
22,607
-1,695
-7% -$9.71K
NSLR
2982
Neostellar Capital Corp
NSLR
$255M
$129K ﹤0.01%
19,706
+3,435
+21% +$27.7K
PRGX
2983
DELISTED
PRGX Global, Inc.
PRGX
$129K ﹤0.01%
18,704
+3,097
+20% +$21K
LFVN icon
2984
LifeVantage
LFVN
$83M
$128K ﹤0.01%
13,899
+1,962
+16% +$19.7K
SCMP
2985
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
$127K ﹤0.01%
17,748
-1,121
-6% -$9.59K
AMNB
2986
DELISTED
American National Bankshares Inc
AMNB
$127K ﹤0.01%
+5,401
New +$127K
RLD
2987
DELISTED
REALD INC COM STK
RLD
$126K ﹤0.01%
11,305
-1,558
-12% -$15.6K
ACGN
2988
DELISTED
Aceragen Inc
ACGN
$125K ﹤0.01%
226
+95
+73% +$65K
SGYP
2989
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$125K ﹤0.01%
23,543
+2,173
+10% +$12.2K
DALN
2990
DELISTED
DallasNews
DALN
$124K ﹤0.01%
+2,678
New +$105K
CLNE icon
2991
Clean Energy Fuels
CLNE
$410M
$122K ﹤0.01%
13,648
+751
+6% +$7.8K
QUIK icon
2992
QuickLogic
QUIK
$246M
$122K ﹤0.01%
1,667
+534
+47% +$36K
BEAT
2993
DELISTED
BioTelemetry, Inc.
BEAT
$121K ﹤0.01%
+12,000
New +$110K
STNG icon
2994
Scorpio Tankers
STNG
$3.83B
$120K ﹤0.01%
1,209
-323
-21% -$33.2K
NTP
2995
DELISTED
Nam Tai Property Inc.
NTP
$120K ﹤0.01%
20,432
-7,578
-27% -$47.6K
CWST icon
2996
Casella Waste Systems
CWST
$5.75B
$119K ﹤0.01%
23,170
+3,750
+19% +$20K
VG
2997
DELISTED
Vonage Holdings Corporation
VG
$119K ﹤0.01%
27,854
-490
-2% -$2.09K
IXP icon
2998
iShares Global Comm Services ETF
IXP
$571M
$118K ﹤0.01%
1,763
-134
-7% -$8.86K
SBCF icon
2999
Seacoast Banking Corp of Florida
SBCF
$3.34B
$118K ﹤0.01%
+10,729
New +$122K
PRSO icon
3000
Peraso
PRSO
$10.8M
$117K ﹤0.01%
3
– –
118 119
120
121 122

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.