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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHI
276
DELISTED
Baker Hughes
BHI
$36.6M 0.1%
562,870
+40,373
+8% +$2.39M
JBL icon
277
Jabil
JBL
$33.4B
$36.6M 0.1%
2,030,832
+294,925
+17% +$5.31M
PPLI
278
People Inc
PPLI
$3.13B
$36.4M 0.1%
2,856,511
-662,223
-19% -$8.51M
TWC
279
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$36.4M 0.1%
265,348
+23,042
+10% +$3.15M
CB icon
280
Chubb
CB
$134B
$36.2M 0.1%
365,455
+25,894
+8% +$2.51M
GM icon
281
General Motors
GM
$79.3B
$36.2M 0.1%
1,050,525
-8,808
-0.8% -$323K
AMAT icon
282
Applied Materials
AMAT
$411B
$36.1M 0.1%
1,769,651
+196,570
+12% +$3.61M
DUK icon
283
Duke Energy
DUK
$96.9B
$36M 0.1%
505,245
-88,325
-15% -$6.16M
VIAB
284
DELISTED
Viacom Inc. Class B
VIAB
$36M 0.1%
423,183
-9,213
-2% -$784K
PCG icon
285
PG&E
PCG
$38.4B
$35.9M 0.1%
832,006
+233,730
+39% +$9.91M
RIG icon
286
Transocean
RIG
$5.7B
$35.7M 0.1%
863,162
+292,082
+51% +$12.7M
ESV
287
DELISTED
Ensco Rowan plc
ESV
$35.6M 0.1%
168,824
+55,080
+48% +$11.5M
SCG
288
DELISTED
Scana
SCG
$35.6M 0.1%
693,931
+59,570
+9% +$2.87M
FIS icon
289
Fidelity National Information Services
FIS
$23.1B
$35.5M 0.1%
664,237
+100,325
+18% +$5.35M
TXT icon
290
Textron
TXT
$14.9B
$35.5M 0.1%
903,470
+57,539
+7% +$2.15M
K
291
DELISTED
Kellanova
K
$35.4M 0.1%
601,745
+36,100
+6% +$2.05M
FE icon
292
FirstEnergy
FE
$28B
$35.4M 0.1%
1,039,854
+274,705
+36% +$8.68M
SCHL icon
293
Scholastic
SCHL
$794M
$35.1M 0.1%
1,016,828
-31,244
-3% -$1.07M
FTR
294
DELISTED
Frontier Communications Corp.
FTR
$35M 0.1%
409,578
+6,830
+2% +$500K
PX
295
DELISTED
Praxair Inc
PX
$35M 0.1%
267,550
+36,689
+16% +$4.75M
LUMN icon
296
Lumen
LUMN
$6.65B
$34.9M 0.1%
1,062,752
+89,797
+9% +$2.75M
TEG
297
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$34.9M 0.1%
584,817
+93,281
+19% +$5.17M
IP icon
298
International Paper
IP
$21.9B
$34.8M 0.1%
812,525
-193,997
-19% -$8.62M
TMO icon
299
Thermo Fisher Scientific
TMO
$213B
$34.8M 0.1%
289,337
+14,358
+5% +$1.71M
AES icon
300
AES
AES
$10.5B
$34.8M 0.1%
2,435,088
-94,047
-4% -$1.33M
10 11
12
13 14

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.