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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNMK
2951
DELISTED
GenMark Diagnostics, Inc
GNMK
– –
-10,694
Closed -$131K
ZAGG
2952
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
– –
-16,148
Closed -$115K
OSB
2953
DELISTED
Norbord Inc.
OSB
– –
-42,700
Closed -$1.08M
JE
2954
DELISTED
Just Energy Group Inc
JE
– –
-686
Closed -$124K
SSI
2955
DELISTED
Stage Stores Inc
SSI
– –
-773,413
Closed -$3.38M
BHBK
2956
DELISTED
Blue Hills Bancorp, Inc.
BHBK
– –
-11,124
Closed -$208K
NXTM
2957
DELISTED
NxStage Medical Inc.
NXTM
– –
-7,801
Closed -$204K
EOCC
2958
DELISTED
Enel Generacion Chile S.A.
EOCC
– –
-15,901
Closed -$309K
SONC
2959
DELISTED
Sonic Corp
SONC
– –
-10,064
Closed -$267K
LCM
2960
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
– –
-10,520
Closed -$87K
KLDX
2961
DELISTED
KLONDEX MINES LTD
KLDX
– –
-35,983
Closed -$168K
RSO
2962
DELISTED
Resource Capital Corp.
RSO
– –
-14,465
Closed -$121K
CHUBA
2963
DELISTED
CommerceHub, Inc. Series A Common Stock
CHUBA
– –
-26,784
Closed -$402K
CHUBK
2964
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
– –
-23,322
Closed -$351K
CEMP
2965
DELISTED
Cempra, Inc.
CEMP
– –
-200,057
Closed -$560K
SALE
2966
DELISTED
RetailMeNot, Inc. Series 1
SALE
– –
-13,598
Closed -$127K
ISLE
2967
DELISTED
Isle of Capri Casinos Inc
ISLE
– –
-14,939
Closed -$368K
CBR
2968
DELISTED
CIBER Inc.
CBR
– –
-1,697,772
Closed -$1.07M
MENT
2969
DELISTED
Mentor Graphics Corp
MENT
– –
-223,463
Closed -$8.24M
ENH
2970
DELISTED
Endurance Specialty Holdings Ltd
ENH
– –
-68,254
Closed -$6.31M
PLKI
2971
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
– –
-4,483
Closed -$271K
SCAI
2972
DELISTED
Surgical Care Affiliates, Inc.
SCAI
– –
-111,198
Closed -$5.14M
CYNO
2973
DELISTED
Cynosure, Inc. Class A
CYNO
– –
-38,475
Closed -$1.75M
GK
2974
DELISTED
G&K Services Inc
GK
– –
-71,859
Closed -$6.93M
GGE
2975
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
– –
-749
Closed -$2.18M
117 118
119
120 121

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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.