Guggenheim Capital’s Cempra, Inc. CEMP Stock Holding History

Guggenheim Capital’s Portfolio CEMP Stock Details CEMP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-200,057	Closed	-$560K	–	2972
2016 Q4	$560K	Buy	+200,057	New	+$2.43M	﹤0.01%	2380
2016 Q1	–	Sell	-134,526	Closed	-$4.19M	–	3049
2015 Q4	$4.19M	Sell	134,526 -30,091	-18%	-$837K	0.01%	1102
2015 Q3	$4.58M	Buy	164,617 +101,956	+163%	+$3.79M	0.01%	1084
2015 Q2	$2.15M	Buy	62,661 +17,174	+38%	+$607K	0.01%	1710
2015 Q1	$1.56M	Buy	+45,487	New	+$1.37M	﹤0.01%	1979

Other funds holding CEMP

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BIM

Bogle Investment Management Newton Lower Falls, Massachusetts $63M AUM 51.97% 1-Year Est. Return

SDIC

South Dakota Investment Council Sioux Falls, South Dakota $5.24B AUM 22.1% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

CWG

C WorldWide Group Copenhagen, Denmark $4.66B AUM 11.67% 1-Year Est. Return

Guggenheim Capital's CEMP Position: Q1 2017 in Review

Guggenheim Capital sold out of Cempra, Inc. (CEMP) in Q1 2017, closing a stake of 200,057 shares — an estimated $560K sold.

Guggenheim Capital first reported a position in CEMP in Q1 2015 and held it in 5 quarters. The position peaked at $4.58M in Q3 2015. 107 funds tracked by Wall St. Rank hold CEMP as of Q1 2017.

Guggenheim Capital reported no remaining Cempra, Inc. position as of Q1 2017 after selling out during the quarter.
Guggenheim Capital sold 200,057 Cempra, Inc. shares in Q1 2017, an estimated $560K.
Guggenheim Capital first reported a position in Cempra, Inc. in Q1 2015 and held it in 5 quarters.
Guggenheim Capital's Cempra, Inc. position peaked at $4.58M in Q3 2015.
107 funds tracked by Wall St. Rank held Cempra, Inc. as of Q1 2017.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.