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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCI icon
2951
Rogers Communications
RCI
$18.3B
– –
-36,903
Closed -$1.57M
REX icon
2952
REX American Resources
REX
$1.45B
– –
-82,572
Closed -$1.17M
RGEN icon
2953
Repligen
RGEN
$8.95B
– –
-56,847
Closed -$1.72M
RLI icon
2954
RLI Corp
RLI
$5.77B
– –
-32,266
Closed -$1.1M
RMR icon
2955
The RMR Group
RMR
$324M
– –
-6,118
Closed -$232K
ROG icon
2956
Rogers Corp
ROG
$2.36B
– –
-4,379
Closed -$267K
RYZ
2957
Ryerson Holding Corp
RYZ
$1.43B
– –
-60,540
Closed -$684K
SCL icon
2958
Stepan Co
SCL
$1.46B
– –
-22,555
Closed -$1.64M
SMFG icon
2959
Sumitomo Mitsui Financial
SMFG
$161B
– –
-38,904
Closed -$263K
SNDA icon
2960
Sonida Senior Living
SNDA
$1.89B
– –
-4,746
Closed -$1.2M
SPWH icon
2961
Sportsman's Warehouse
SPWH
$46M
– –
-80,698
Closed -$849K
SPXC icon
2962
SPX Corp
SPXC
$10.8B
– –
-219,602
Closed -$4.42M
SRG
2963
Seritage Growth Properties
SRG
$139M
– –
-4,418
Closed -$224K
ST icon
2964
Sensata Technologies
ST
$6.93B
– –
-32,268
Closed -$1.25M
TAC icon
2965
TransAlta
TAC
$4.01B
– –
-12,357
Closed -$55K
TG icon
2966
Tredegar Corp
TG
$271M
– –
-34,493
Closed -$641K
TILE icon
2967
Interface
TILE
$2.04B
– –
-64,384
Closed -$1.07M
TU icon
2968
Telus
TU
$15.4B
– –
-83,686
Closed -$1.38M
TWI icon
2969
Titan International
TWI
$471M
– –
-201,611
Closed -$2.04M
UFPI icon
2970
UFP Industries
UFPI
$5.24B
– –
-68,196
Closed -$2.24M
UTI icon
2971
Universal Technical Institute
UTI
$2.33B
– –
-362,232
Closed -$645K
UUP icon
2972
Invesco DB US Dollar Index Bullish Fund
UUP
$423M
– –
-12,188
Closed -$301K
VECO icon
2973
Veeco
VECO
$3.23B
– –
-13,798
Closed -$271K
VLRS
2974
Controladora Vuela Compania de Aviacion
VLRS
$962M
– –
-11,711
Closed -$204K
VRA icon
2975
Vera Bradley
VRA
$99.2M
– –
-41,112
Closed -$623K
117 118
119
120 121

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.