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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.38%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.13B
Cap. Flow %
-3.5%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEBE
2951
DELISTED
Bebe Stores Inc
BEBE
– –
-1,305
Closed -$7K
MATN
2952
DELISTED
Mateon Therapeutics, Inc.
MATN
– –
-13,948
Closed -$10K
PIOI
2953
DELISTED
Active Power Inc
PIOI
– –
-12,936
Closed -$5K
SZMK
2954
DELISTED
SIZMEK INC COM STK (DE)
SZMK
– –
-164,926
Closed -$378K
OUTR
2955
DELISTED
OUTERWALL INC
OUTR
– –
-39,654
Closed -$1.67M
FEIC
2956
DELISTED
FEI COMPANY
FEIC
– –
-17,088
Closed -$1.83M
DANG
2957
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
– –
-44,966
Closed -$272K
FCS
2958
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
– –
-85,085
Closed -$1.69M
STR
2959
DELISTED
QUESTAR CORP
STR
– –
-138,099
Closed -$3.5M
MRD
2960
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
– –
-55,742
Closed -$885K
NPM
2961
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
– –
-316,028
Closed -$4.89M
NPI
2962
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
– –
-224,083
Closed -$3.46M
NPP
2963
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
– –
-101,379
Closed -$1.67M
REXI
2964
DELISTED
RESOURCE AMERICA INC CL-A
REXI
– –
-15,862
Closed -$154K
EMC
2965
DELISTED
EMC CORPORATION
EMC
– –
-1,339,997
Closed -$36.4M
RDEN
2966
DELISTED
ELIZABETH ARDEN INC
RDEN
– –
-21,979
Closed -$302K
RLYP
2967
DELISTED
RELYPSA INC COM
RLYP
– –
-115,364
Closed -$2.13M
CSH
2968
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
– –
-40,548
Closed -$1.73M
TLMR
2969
DELISTED
TALMER BANCORP INC (MI)
TLMR
– –
-165,808
Closed -$3.18M
AXLL
2970
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-57,538
Closed -$1.88M
SGNT
2971
DELISTED
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
– –
-77,215
Closed -$1.16M
GDF
2972
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
– –
-77,296
Closed -$663K
ITIP
2973
DELISTED
ISHARES TR INTL INFLATION LKD BD ETF
ITIP
– –
-4,494
Closed -$194K
HTWR
2974
DELISTED
HEARTWARE INTERNATIONAL INC COM STK (DE)
HTWR
– –
-13,178
Closed -$761K
DWA
2975
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
– –
-41,174
Closed -$1.68M
117 118
119
120 121

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ZIG
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.