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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFT
2926
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
– –
-48,563
Closed -$702K
IIP
2927
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
– –
-290,146
Closed -$1.26M
PDLI
2928
DELISTED
PDL BioPharma, Inc.
PDLI
– –
-69,050
Closed -$234K
VIA
2929
DELISTED
Viacom Inc. Class A
VIA
– –
-2,228
Closed -$82K
BSCH
2930
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
– –
-19,266
Closed -$436K
NBO
2931
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
– –
-27,533
Closed -$348K
YELL
2932
DELISTED
Yellow Corporation Common Stock
YELL
– –
-16,052
Closed -$222K
MCF
2933
DELISTED
Contango Oil & Gas Co.
MCF
– –
-12,315
Closed -$61K
JDD
2934
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
– –
-27,545
Closed -$354K
BBK
2935
DELISTED
Blackrock Municipal Bond Trust
BBK
– –
-28,166
Closed -$438K
GSH
2936
DELISTED
Guangshen Railway Co. Ltd
GSH
– –
-7,851
Closed -$229K
SPHS
2937
DELISTED
Sophiris Bio, Inc.
SPHS
– –
-10,975
Closed -$23K
BBOX
2938
DELISTED
Black Box Corp
BBOX
– –
-69,742
Closed -$226K
AFAM
2939
DELISTED
Almost Family Inc
AFAM
– –
-40,005
Closed -$2.15M
ALDW
2940
DELISTED
Alon USA Partners LP
ALDW
– –
-15,088
Closed -$174K
BCR
2941
DELISTED
CR Bard Inc.
BCR
– –
-167,162
Closed -$53.6M
NW.PRC.CL
2942
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
– –
-200,000
Closed -$5.1M
DGI
2943
DELISTED
DigitalGlobe Inc.
DGI
– –
-11,601
Closed -$409K
ULQ
2944
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
– –
-1,677,943
Closed -$84.5M
SMI
2945
DELISTED
Semiconductor Manufacturing Intl
SMI
– –
-58,708
Closed -$326K
114 115 116 117
118

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.