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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCY icon
2901
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
– –
-41,838
Closed -$1.18M
IFLN
2902
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
– –
-10,000
Closed -$188K
PLNT icon
2903
Planet Fitness
PLNT
$4.42B
– –
-11,367
Closed -$228K
PPT
2904
Franklin Premier Income Trust
PPT
$324M
– –
-14,788
Closed -$73K
PRPO icon
2905
Precipio
PRPO
$38.7M
– –
-3
Closed -$7K
PRSO icon
2906
Peraso
PRSO
$9.78M
– –
-3
Closed -$5K
PSMT icon
2907
Pricesmart
PSMT
$5.98B
– –
-4,318
Closed -$361K
PXH icon
2908
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.94B
– –
-18,694
Closed -$339K
QUAL icon
2909
iShares MSCI USA Quality Factor ETF
QUAL
$46.4B
– –
-21,989
Closed -$1.52M
RRR icon
2910
Red Rock Resorts
RRR
$3.77B
– –
-11,849
Closed -$275K
RZV icon
2911
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$290M
– –
-3,906
Closed -$285K
SABA
2912
Saba Capital Income & Opportunities Fund II
SABA
$220M
– –
-6,460
Closed -$84K
SCOR icon
2913
Comscore
SCOR
$106M
– –
-743
Closed -$469K
SHEN icon
2914
Shenandoah Telecom
SHEN
$664M
– –
-10,772
Closed -$294K
SHG icon
2915
Shinhan Financial Group
SHG
$32.8B
– –
-10,658
Closed -$401K
SPFF icon
2916
Global X SuperIncome Preferred ETF
SPFF
$140M
– –
-27,664
Closed -$354K
SWBI icon
2917
Smith & Wesson
SWBI
$651M
– –
-17,061
Closed -$276K
TBBK icon
2918
The Bancorp
TBBK
$2.79B
– –
-160,423
Closed -$1.26M
TDIV icon
2919
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.18B
– –
-13,373
Closed -$396K
TDTF icon
2920
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
– –
-10,000
Closed -$250K
TGI
2921
DELISTED
Triumph Group
TGI
– –
-11,490
Closed -$305K
TOTL icon
2922
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.09B
– –
-4,053
Closed -$196K
UCTT
2923
Ultra Clean Holdings
UCTT
$3.73B
– –
-10,240
Closed -$99K
USDU icon
2924
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$456M
– –
-3,139
Closed -$88K
USMV icon
2925
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
– –
-680
Closed -$31K
115 116
117
118 119

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.