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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KAI icon
2901
Kadant
KAI
$3.95B
– –
-5,608
Closed -$289K
LOPE icon
2902
Grand Canyon Education
LOPE
$3.93B
– –
-29,092
Closed -$1.16M
LPL icon
2903
LG Display
LPL
$3.23B
– –
-162,576
Closed -$1.88M
LPSN icon
2904
LivePerson
LPSN
$27M
– –
-752
Closed -$71K
LXFR icon
2905
Luxfer Holdings
LXFR
$457M
– –
-43,679
Closed -$525K
MGNI icon
2906
Magnite
MGNI
$2.99B
– –
-12,127
Closed -$165K
MGPI icon
2907
MGP Ingredients
MGPI
$366M
– –
-5,672
Closed -$216K
MRCY icon
2908
Mercury Systems
MRCY
$6.77B
– –
-58,128
Closed -$1.45M
MSTR icon
2909
Strategy Inc
MSTR
$35.7B
– –
-11,860
Closed -$207K
MTW icon
2910
Manitowoc
MTW
$519M
– –
-12,387
Closed -$270K
NX icon
2911
Quanex
NX
$959M
– –
-12,429
Closed -$231K
NXG
2912
NXG NextGen Infrastructure Income Fund
NXG
$331M
– –
-8,492
Closed -$532K
PTN
2913
Palatin Technologies
PTN
$14.3M
– –
-17
Closed -$10K
PZA icon
2914
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.25B
– –
-7,263
Closed -$193K
SMCI icon
2915
Super Micro Computer
SMCI
$20.5B
– –
-2,069,100
Closed -$5.14M
SNN icon
2916
Smith & Nephew
SNN
$12.8B
– –
-7,661
Closed -$263K
SONY icon
2917
Sony
SONY
$131B
– –
-39,370
Closed -$231K
TCRT icon
2918
Alaunos Therapeutics
TCRT
$4.64M
– –
-2,102
Closed -$1.73M
TEO icon
2919
Telecom Argentina
TEO
$5.89B
– –
-19,970
Closed -$366K
VVR icon
2920
Invesco Senior Income Trust
VVR
$456M
– –
-19,829
Closed -$83K
XPL icon
2921
Solitario Resources
XPL
$66.1M
– –
-22,811
Closed -$12K
NBIS
2922
Nebius Group N.V.
NBIS
$57.3B
– –
-14,442
Closed -$316K
EVA
2923
DELISTED
Enviva Inc.
EVA
– –
-46,032
Closed -$1.05M
CTHR
2924
DELISTED
Charles & Colvard Ltd
CTHR
– –
-1,069
Closed -$11K
CMLS
2925
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
– –
-5,913
Closed -$15K
115 116
117
118 119

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.