We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UCFC
2901
DELISTED
United Community Financial Corp
UCFC
$59K ﹤0.01%
10,972
+722
+7% +$3.64K
DXLG icon
2902
Destination XL Group
DXLG
$30.7M
$58K ﹤0.01%
10,638
+488
+5% +$2.46K
EXTR icon
2903
Extreme Networks
EXTR
$3.43B
$58K ﹤0.01%
+16,514
New +$60.3K
LCTX icon
2904
Lineage Cell Therapeutics
LCTX
$279M
$58K ﹤0.01%
19,404
+2,070
+12% +$5.6K
LEE icon
2905
Lee Enterprises
LEE
$177M
$58K ﹤0.01%
1,575
+160
+11% +$5.59K
NWBO
2906
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$58K ﹤0.01%
+10,851
New +$55.5K
RTK
2907
DELISTED
Rentech, Inc.
RTK
$57K ﹤0.01%
4,526
+2,132
+89% +$30.2K
GTI
2908
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
$55K ﹤0.01%
+10,797
New +$47.4K
MCP
2909
DELISTED
MOLYCORP INC COM STK
MCP
$55K ﹤0.01%
62,391
+40,869
+190% +$46.9K
HERO
2910
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$54K ﹤0.01%
53,872
-645,042
-92% -$944K
QUIK icon
2911
QuickLogic
QUIK
$245M
$52K ﹤0.01%
1,181
+333
+39% +$13.8K
ZGNX
2912
DELISTED
Zogenix, Inc.
ZGNX
$52K ﹤0.01%
4,706
+1,349
+40% +$13.4K
CWST icon
2913
Casella Waste Systems
CWST
$5.82B
$51K ﹤0.01%
+12,785
New +$51.6K
VMEM
2914
DELISTED
VIOLIN MEMORY, INC.
VMEM
$51K ﹤0.01%
+2,626
New +$49.9K
ENZ
2915
DELISTED
Enzo Biochem, Inc.
ENZ
$50K ﹤0.01%
+11,318
New +$54K
AMPE
2916
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$49K ﹤0.01%
+47
New +$50.2K
SPDC
2917
DELISTED
SPEED COMMERCE, INC COM STK
SPDC
$49K ﹤0.01%
15,871
+3,506
+28% +$9.76K
NOR
2918
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
$49K ﹤0.01%
1,982
+152
+8% +$4.1K
WRES
2919
DELISTED
WARREN RESOURCES INC
WRES
$49K ﹤0.01%
30,200
+10,092
+50% +$28.6K
TSYS
2920
DELISTED
TELECOMMUNICATIONS SYS INC "A"
TSYS
$48K ﹤0.01%
15,123
+3,317
+28% +$9.87K
RXII
2921
DELISTED
GALENA BIOPHARMA INC COM
RXII
$48K ﹤0.01%
31,925
+8,299
+35% +$12.5K
ALR
2922
DELISTED
AlerisLife Inc
ALR
$47K ﹤0.01%
1,150
+24
+2% +$1K
SGYP
2923
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$47K ﹤0.01%
15,310
+3,679
+32% +$10.9K
OCLR
2924
DELISTED
Oclaro Inc.
OCLR
$47K ﹤0.01%
26,559
+6,385
+32% +$10.7K
GTE icon
2925
Gran Tierra Energy
GTE
$334M
$46K ﹤0.01%
1,194
-174
-13% -$7.51K
115 116
117
118 119

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.