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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCMP
2901
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
$67K ﹤0.01%
10,238
-3,539
-26% -$23.5K
CTIC
2902
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$67K ﹤0.01%
2,738
-4,081
-60% -$106K
PCO
2903
DELISTED
Pendrell Corporation - Class A
PCO
$64K ﹤0.01%
48
-1
-2% -$1.55K
HK
2904
DELISTED
Halcon Resources Corporation
HK
$63K ﹤0.01%
93
-1,923
-95% -$1.88M
CERS icon
2905
Cerus
CERS
$468M
$61K ﹤0.01%
15,439
-17,370
-53% -$66.8K
RNDY
2906
DELISTED
ROUNDYS INC COM STK
RNDY
$59K ﹤0.01%
19,573
-239
-1% -$974
NOR
2907
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
$58K ﹤0.01%
1,830
-39
-2% -$1.2K
MILL
2908
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
$58K ﹤0.01%
13,150
-11,188
-46% -$56K
ZIXI
2909
DELISTED
Zix Corporation
ZIXI
$57K ﹤0.01%
16,827
-23,606
-58% -$84.4K
AT
2910
DELISTED
Atlantic Power Corporation
AT
$56K ﹤0.01%
23,739
-747
-3% -$2.7K
XUE
2911
DELISTED
XUEDA EDUCATION GROUP ADS REPTG 2 ORD SHS
XUE
$55K ﹤0.01%
18,960
-319
-2% -$1.26K
FCEL icon
2912
FuelCell Energy
FCEL
$1.62B
$54K ﹤0.01%
6
– –
PALI icon
2913
Palisade Bio
PALI
$363M
– –
0
– –
PKD
2914
DELISTED
Parker Drilling Company
PKD
$53K ﹤0.01%
722
-50
-6% -$4.61K
MY
2915
DELISTED
CHINA MING YANG WIND PWR GRP LTD ADS RSPTG 1 ORD SHS (CHINA)
MY
$52K ﹤0.01%
17,199
-638
-4% -$1.95K
ACLS icon
2916
Axcelis
ACLS
$4.2B
$51K ﹤0.01%
6,403
-8,021
-56% -$60.2K
VTSS
2917
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
$51K ﹤0.01%
13,963
-12,560
-47% -$40.8K
ANR
2918
DELISTED
Alpha Natural Resources Inc
ANR
$49K ﹤0.01%
19,766
-1,363
-6% -$4.7K
DXLG icon
2919
Destination XL Group
DXLG
$32.6M
$48K ﹤0.01%
10,150
-13,893
-58% -$71.9K
LEE icon
2920
Lee Enterprises
LEE
$181M
$48K ﹤0.01%
1,415
-2,029
-59% -$80.4K
CDMO
2921
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$48K ﹤0.01%
5,048
-7,120
-59% -$79.7K
UCFC
2922
DELISTED
United Community Financial Corp
UCFC
$48K ﹤0.01%
10,250
-14,067
-58% -$62K
RXII
2923
DELISTED
GALENA BIOPHARMA INC COM
RXII
$48K ﹤0.01%
23,626
-33,994
-59% -$69.1K
PLUG icon
2924
Plug Power
PLUG
$2.89B
$47K ﹤0.01%
10,315
-1,023
-9% -$5.27K
AGEN
2925
Agenus
AGEN
$312M
$45K ﹤0.01%
738
-940
-56% -$58.9K
115 116
117
118 119

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.