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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PTRY
2901
DELISTED
PANTRY INC (THE)
PTRY
| $189K | ﹤0.01% |
12,352
+416
| +3% | +$6.29K |
|
2902
News Corp Class B
NWS
$17.9B
| $188K | ﹤0.01% |
11,257
-70,362
| -86% | -$1.2M |
|
2903
Douglas Dynamics
PLOW
$1.05B
| $188K | ﹤0.01% |
+10,767
| New | +$174K |
|
|
GLUU
2904
DELISTED
Glu Mobile Inc.
GLUU
| $188K | ﹤0.01% |
39,647
+9,054
| +30% | +$41.7K |
|
|
GNMK
2905
DELISTED
GenMark Diagnostics, Inc
GNMK
| $184K | ﹤0.01% |
18,544
+3,299
| +22% | +$41K |
|
2906
Clarus
CLAR
$143M
| $183K | ﹤0.01% |
15,026
+2,584
| +21% | +$30.2K |
|
|
GPT
2907
DELISTED
Gramercy Property Trust
GPT
| $183K | ﹤0.01% |
11,810
+2,952
| +33% | +$50.3K |
|
2908
BlackRock TCP Capital
TCPC
$329M
| $182K | ﹤0.01% |
+10,990
| New | +$188K |
|
|
PMCS
2909
DELISTED
P M C SIERRA INC
PMCS
| $182K | ﹤0.01% |
23,803
+6,364
| +36% | +$44.8K |
|
|
CDMO
2910
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
| $181K | ﹤0.01% |
13,664
+2,968
| +28% | +$39.1K |
|
2911
Vaalco Energy
EGY
$609M
| $179K | ﹤0.01% |
20,868
+1,612
| +8% | +$10.8K |
|
2912
Stoneridge
SRI
$209M
| $179K | ﹤0.01% |
15,993
+2,614
| +20% | +$29.4K |
|
|
RAD
2913
PUT
DELISTED
Rite Aid Corporation
RAD
| $179K | ﹤0.01% |
1,425
-18,575
| -93% | -$2.26M |
|
|
ZGNX
2914
DELISTED
Zogenix, Inc.
ZGNX
| $179K | ﹤0.01% |
7,864
+1,668
| +27% | +$54.3K |
|
2915
Veru
VERU
$37.9M
| $178K | ﹤0.01% |
2,293
+367
| +19% | +$27K |
|
|
ZIXI
2916
DELISTED
Zix Corporation
ZIXI
| $178K | ﹤0.01% |
43,047
+7,532
| +21% | +$33.9K |
|
|
NDRO
2917
DELISTED
Enduro Royalty Trust
NDRO
| $176K | ﹤0.01% |
14,007
-672,517
| -98% | -$8.77M |
|
|
OME
2918
DELISTED
Omega Protein
OME
| $175K | ﹤0.01% |
14,487
+2,310
| +19% | +$26.5K |
|
2919
Amkor Technology
AMKR
$14.1B
| $174K | ﹤0.01% |
25,425
-1,012
| -4% | -$5.91K |
|
|
SNAK
2920
DELISTED
Inventure Foods, Inc.
SNAK
| $174K | ﹤0.01% |
12,455
+1,827
| +17% | +$23.9K |
|
|
FUR
2921
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
| $174K | ﹤0.01% |
15,046
-1,357
| -8% | -$15.5K |
|
2922
Talphera
TLPH
$73.7M
| $171K | ﹤0.01% |
714
+118
| +20% | +$28K |
|
|
BONT
2923
DELISTED
Bon-Ton Stores Inc/The
BONT
| $171K | ﹤0.01% |
15,543
+648
| +4% | +$7.34K |
|
2924
Cytokinetics
CYTK
$10.7B
| $170K | ﹤0.01% |
17,897
+5,262
| +42% | +$47.6K |
|
|
REGI
2925
DELISTED
Renewable Energy Group, Inc.
REGI
| $170K | ﹤0.01% |
14,220
+1,266
| +10% | +$14K |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.