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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XCRA
2876
DELISTED
Xcerra Corporation
XCRA
– –
-58,799
Closed -$576K
LQ
2877
DELISTED
La Quinta Holdings Inc.
LQ
– –
-15,445
Closed -$228K
GCH
2878
DELISTED
Aberdeen Greater China Fund
GCH
– –
-10,010
Closed -$114K
SPIL
2879
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
– –
-22,035
Closed -$176K
VDTH
2880
DELISTED
Videocon d2h Limited
VDTH
– –
-19,695
Closed -$192K
STRP
2881
DELISTED
Straight Path Communications Inc.
STRP
– –
-2,698
Closed -$483K
GNCMA
2882
DELISTED
GCI Liberty, Inc. Class A-1 Common Stock
GNCMA
– –
-8,721
Closed -$320K
IXYS
2883
DELISTED
IXYS Corp
IXYS
– –
-299,699
Closed -$4.93M
SSNI
2884
DELISTED
Silver Spring Networks, Inc.
SSNI
– –
-105,505
Closed -$1.19M
SYT
2885
DELISTED
Syngenta Ag
SYT
– –
-10,584
Closed -$981K
XBKS
2886
DELISTED
Xenith Bankshares, Inc. Common Stock
XBKS
– –
-10,810
Closed -$336K
FIG
2887
DELISTED
Fortress Investment Group Llc
FIG
– –
-170,351
Closed -$1.36M
LMOS
2888
DELISTED
Lumos Networks Corp
LMOS
– –
-15,582
Closed -$278K
FSBK
2889
DELISTED
First South Bancorp Inc/VA
FSBK
– –
-27,965
Closed -$463K
ARNC.PRB
2890
DELISTED
Arconic Inc.
ARNC.PRB
– –
-58,695
Closed -$2.1M
STS
2891
DELISTED
Supreme Industries Inc Class A
STS
– –
-10,264
Closed -$169K
CAB
2892
DELISTED
Cabela's Inc
CAB
– –
-49,773
Closed -$2.96M
FALC
2893
DELISTED
FalconStor Software Inc
FALC
– –
-15,392
Closed -$4K
MORE
2894
DELISTED
Monogram Residential Trust, Inc.
MORE
– –
-685,380
Closed -$6.66M
MYCC
2895
DELISTED
ClubCorp Holdings, Inc.
MYCC
– –
-12,266
Closed -$161K
VTTI
2896
DELISTED
VTTI Energy Partners LP
VTTI
– –
-32,439
Closed -$637K
WBMD
2897
DELISTED
WebMD Health Corp.
WBMD
– –
-301,762
Closed -$17.7M
WMAR
2898
DELISTED
West Marine Inc
WMAR
– –
-56,919
Closed -$731K
DFT
2899
DELISTED
DuPont Fabros Technology Inc.
DFT
– –
-65,404
Closed -$4M
CDI
2900
DELISTED
CDI Corp.
CDI
– –
-137,402
Closed -$804K
114 115
116
117 118

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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.