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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICFI icon
2876
ICF International
ICFI
$1.46B
– –
-130,555
Closed -$7.21M
IEMG icon
2877
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
– –
-26,001
Closed -$1.1M
IMNN icon
2878
Imunon
IMNN
$6.68M
– –
-6
Closed -$5K
IVV icon
2879
iShares Core S&P 500 ETF
IVV
$878B
$0 ﹤0.01%
2
– –
IVW icon
2880
iShares S&P 500 Growth ETF
IVW
$73.8B
– –
-2,067,584
Closed -$63M
IXC icon
2881
iShares Global Energy ETF
IXC
$2.79B
– –
-4,037
Closed -$140K
IXJ icon
2882
iShares Global Healthcare ETF
IXJ
$4.07B
– –
-3,286
Closed -$156K
JRI icon
2883
Nuveen Real Asset Income & Growth Fund
JRI
$356M
– –
-22,887
Closed -$360K
KAI icon
2884
Kadant
KAI
$3.63B
– –
-3,288
Closed -$201K
KB icon
2885
KB Financial Group
KB
$41.4B
– –
-6,633
Closed -$235K
KKR icon
2886
KKR & Co
KKR
$91.1B
– –
-13,753
Closed -$212K
LFCR icon
2887
Lifecore Biomedical
LFCR
$166M
– –
-158,435
Closed -$2.19M
LTC
2888
LTC Properties
LTC
$2.06B
– –
-27,576
Closed -$1.3M
LYTS icon
2889
LSI Industries
LYTS
$859M
– –
-13,598
Closed -$133K
MCR
2890
DELISTED
MFS Charter Income Trust
MCR
– –
-11,054
Closed -$94K
MFG icon
2891
Mizuho Financial
MFG
$127B
– –
-14,805
Closed -$53K
MINT icon
2892
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
– –
-4,452
Closed -$451K
MNKD icon
2893
MannKind Corp
MNKD
$1.21B
– –
-2,262
Closed -$7K
MNRO icon
2894
Monro
MNRO
$383M
– –
-6,744
Closed -$386K
MSN icon
2895
Emerson Radio
MSN
$7.79M
– –
-10,918
Closed -$11K
MTUM icon
2896
iShares MSCI USA Momentum Factor ETF
MTUM
$25B
– –
-6,819
Closed -$517K
NFRA icon
2897
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3B
– –
-2,338
Closed -$101K
NVAX icon
2898
Novavax
NVAX
$1.2B
– –
-1,210
Closed -$30K
NWBI icon
2899
Northwest Bancshares
NWBI
$2.3B
– –
-75,125
Closed -$1.35M
PALI icon
2900
Palisade Bio
PALI
$330M
– –
0
– -$14K
114 115
116
117 118

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.