We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UQM
2876
DELISTED
UQM Technologies, Inc.
UQM
$10K ﹤0.01%
22,829
– –
CRVP
2877
DELISTED
Crystal Rock Holdings, Inc.
CRVP
$9K ﹤0.01%
11,401
– –
CRTN
2878
DELISTED
Cartesian, Inc.
CRTN
$9K ﹤0.01%
10,025
– –
DSS icon
2879
DSS Inc
DSS
$5.52M
$7K ﹤0.01%
18
– –
MNKD icon
2880
MannKind Corp
MNKD
$1.31B
$7K ﹤0.01%
2,262
+61
+3% +$176
PRPO icon
2881
Precipio
PRPO
$42M
$7K ﹤0.01%
3
– –
SSKN
2882
DELISTED
Strata Skin Sciences
SSKN
$7K ﹤0.01%
303
– –
ACHV icon
2883
Achieve Life Sciences
ACHV
$684M
$6K ﹤0.01%
5
– –
UAMY icon
2884
United States Antimony
UAMY
$945M
$6K ﹤0.01%
23,425
– –
CYTR
2885
DELISTED
CytRx Corp
CYTR
$6K ﹤0.01%
2,632
+61
+2% +$179
IMNN icon
2886
Imunon
IMNN
$6.68M
$5K ﹤0.01%
6
– –
PRSO icon
2887
Peraso
PRSO
$10.7M
$5K ﹤0.01%
3
– –
SVRA icon
2888
Savara
SVRA
$1.13B
$4K ﹤0.01%
662
– –
GEVO icon
2889
Gevo
GEVO
$372M
$2K ﹤0.01%
35
– –
MEMP
2890
DELISTED
Memorial Production Partners LP Common Units
MEMP
$2K ﹤0.01%
14,509
-42,965
-75% -$33.3K
ALX
2891
Alexander's
ALX
$1.42B
– –
-570
Closed -$239K
AMSF icon
2892
AMERISAFE
AMSF
$553M
– –
-20,641
Closed -$1.21M
ANGO icon
2893
AngioDynamics
ANGO
$622M
– –
-77,837
Closed -$1.36M
APO icon
2894
Apollo Global Management
APO
$74.7B
– –
-40,887
Closed -$734K
APOG icon
2895
Apogee Enterprises
APOG
$897M
– –
-22,556
Closed -$1.01M
AROC icon
2896
Archrock
AROC
$5.95B
– –
-270,199
Closed -$3.53M
EFOR
2897
Everforth Inc
EFOR
$1.3B
– –
-53,024
Closed -$1.93M
ASPS icon
2898
Altisource Portfolio Solutions
ASPS
$63.8M
– –
-3,820
Closed -$990K
ATNI icon
2899
ATN International
ATNI
$369M
– –
-12,085
Closed -$786K
AZZ icon
2900
AZZ Inc
AZZ
$4.57B
– –
-27,303
Closed -$1.78M
114 115
116
117 118

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.