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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.37%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$34.4B
AUM Growth
+$1.87B
Cap. Flow
+$629M
Cap. Flow %
1.83%
Top 10 Hldgs %
5.83%
Holding
3,214
New
258
Increased
1,398
Reduced
1,292
Closed
227

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$128M
2
CSRA
CSRA Inc.
CSRA
+$54.1M
3
AMZN icon
Amazon
AMZN
+$45.9M
4
CHD icon
Church & Dwight Co
CHD
+$43.6M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Top Sells

Rank Stock Value
1
CSC
Computer Sciences
CSC
+$74.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$68.9M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$51M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$40.3M
5
DHI icon
D.R. Horton
DHI
+$39.5M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Healthcare 12.66%
3 Financials 11.24%
4 Consumer Discretionary 11.18%
5 Industrials 9.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGH
2876
DELISTED
Pengrowth Energy Corporation
PGH
$66K ﹤0.01%
91,197
-8,478
-9% -$7.62K
FCEL icon
2877
FuelCell Energy
FCEL
$1.62B
$65K ﹤0.01%
36
+20
+125% +$64.4K
GEN
2878
DELISTED
Genesis Healthcare, Inc.
GEN
$65K ﹤0.01%
18,714
+1,751
+10% +$8.38K
PKD
2879
DELISTED
Parker Drilling Company
PKD
$65K ﹤0.01%
2,372
+971
+69% +$38.8K
PTX
2880
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$65K ﹤0.01%
2,202
+745
+51% +$22.5K
SXE
2881
DELISTED
Southcross Energy Partners, L.P.
SXE
$65K ﹤0.01%
18,114
-1,174
-6% -$5.54K
UEC icon
2882
Uranium Energy
UEC
$5.32B
$62K ﹤0.01%
58,316
+15,548
+36% +$16.8K
ORIG
2883
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$60K ﹤0.01%
4
-1
-20% -$17.9K
NWBO
2884
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$60K ﹤0.01%
18,760
+7,154
+62% +$34.4K
GER
2885
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$59K ﹤0.01%
+1,198
New +$85.1K
CTIC
2886
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$59K ﹤0.01%
4,770
+734
+18% +$9.8K
ALR
2887
DELISTED
AlerisLife Inc
ALR
$58K ﹤0.01%
1,822
+94
+5% +$3.17K
EXEL icon
2888
Exelixis
EXEL
$12.9B
$57K ﹤0.01%
+10,170
New +$56.9K
RXII
2889
DELISTED
GALENA BIOPHARMA INC COM
RXII
$54K ﹤0.01%
36,854
+1,266
+4% +$1.85K
SOL
2890
DELISTED
Emeren Group
SOL
$53K ﹤0.01%
6,222
-154,304
-96% -$1.08M
ARRY
2891
DELISTED
Array Biopharma Inc
ARRY
$51K ﹤0.01%
+12,195
New +$55.7K
GLDD
2892
DELISTED
Great Lakes Dredge & Dock
GLDD
$50K ﹤0.01%
12,689
-138,449
-92% -$613K
CYTR
2893
DELISTED
CytRx Corp
CYTR
$50K ﹤0.01%
3,139
+819
+35% +$14K
ZINC
2894
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
$49K ﹤0.01%
+23,961
New +$66.5K
ENZ
2895
DELISTED
Enzo Biochem, Inc.
ENZ
$48K ﹤0.01%
+10,674
New +$45.1K
FRO icon
2896
Frontline
FRO
$8.81B
$45K ﹤0.01%
3,019
+855
+40% +$13K
HLIT icon
2897
Harmonic Inc
HLIT
$1.27B
$45K ﹤0.01%
+11,051
New +$58.9K
IMBI
2898
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$37K ﹤0.01%
2,067
+458
+28% +$10.9K
VVUS
2899
DELISTED
Vivus Inc
VVUS
$36K ﹤0.01%
+3,496
New +$47.4K
PLUG icon
2900
Plug Power
PLUG
$2.89B
$33K ﹤0.01%
15,423
+2,474
+19% +$5.44K
114 115
116
117 118

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2015 Portfolio in Review

As of Q4 2015, Guggenheim Capital held 3,214 positions worth $34.4B, up 5.8% from $32.5B the previous quarter. Its ten largest holdings account for 5.8% of the portfolio.

Guggenheim Capital's Q4 2015 filing shows 258 new, 1,398 increased, 1,292 reduced and 227 closed positions. Its largest new stake was Alphabet (Google) Class A: 3,457,700 shares worth $135M. The largest sale was Computer Sciences, an estimated $74.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q4 2015 buy was Alphabet (Google) Class A: 3,457,700 shares worth $135M.
  • Guggenheim Capital added most to Amazon in Q4 2015, an estimated $45.9M increase.
  • Guggenheim Capital's biggest Q4 2015 reduction was Computer Sciences, cutting an estimated $74.1M.
  • Guggenheim Capital fully exited SIGMA - ALDRICH CORP in Q4 2015, selling an estimated $40.3M.
  • Guggenheim Capital's ten largest holdings make up 5.8% of its $34.4B portfolio in Q4 2015.
  • Guggenheim Capital opened 258 new positions and closed 227 in Q4 2015.
  • Guggenheim Capital's portfolio value rose 5.8% quarter-over-quarter to $34.4B.

Based on Guggenheim Capital's 13F filing for Q4 2015, filed 16 Feb 2016.