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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTIC
2876
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$76K ﹤0.01%
3,212
+474
+17% +$11K
ARNA
2877
DELISTED
Arena Pharmaceuticals Inc
ARNA
$75K ﹤0.01%
2,176
-74,493
-97% -$3.02M
ARRY
2878
DELISTED
Array Biopharma Inc
ARRY
$74K ﹤0.01%
15,542
-4,521
-23% -$17.9K
PKD
2879
DELISTED
Parker Drilling Company
PKD
$73K ﹤0.01%
1,585
+863
+120% +$50.2K
LYTS icon
2880
LSI Industries
LYTS
$918M
$72K ﹤0.01%
+10,667
New +$71K
WG
2881
DELISTED
Willbros Group
WG
$72K ﹤0.01%
+11,428
New +$65.2K
ANR
2882
DELISTED
Alpha Natural Resources Inc
ANR
$72K ﹤0.01%
42,953
+23,187
+117% +$47.2K
HK
2883
DELISTED
Halcon Resources Corporation
HK
$72K ﹤0.01%
236
+143
+154% +$66.2K
NWG icon
2884
NatWest
NWG
$76.5B
$71K ﹤0.01%
+5,460
New +$69.9K
XOMA
2885
DELISTED
Xoma
XOMA
$70K ﹤0.01%
971
-13,924
-93% -$1.19M
KTOS icon
2886
Kratos Defense & Security Solutions
KTOS
$10.4B
$67K ﹤0.01%
13,477
+3,351
+33% +$19K
HILL
2887
DELISTED
DOT HILL SYSTEMS CORP
HILL
$67K ﹤0.01%
15,154
-35,708
-70% -$150K
ACLS icon
2888
Axcelis
ACLS
$4.2B
$66K ﹤0.01%
6,467
+64
+1% +$555
AGEN
2889
Agenus
AGEN
$324M
$66K ﹤0.01%
837
+99
+13% +$6.09K
AXAS
2890
DELISTED
Abraxas Petroleum Corp
AXAS
$66K ﹤0.01%
1,119
-462
-29% -$34K
SZYM
2891
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$66K ﹤0.01%
+25,577
New +$112K
QAT icon
2892
iShares MSCI Qatar ETF
QAT
$64.3M
$65K ﹤0.01%
+2,800
New +$70.3K
FCEL icon
2893
FuelCell Energy
FCEL
$1.69B
$64K ﹤0.01%
10
+4
+67% +$30.5K
VTSS
2894
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
$64K ﹤0.01%
16,752
+2,789
+20% +$9.58K
EGY icon
2895
Vaalco Energy
EGY
$551M
$63K ﹤0.01%
+13,720
New +$89.4K
CDMO
2896
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$62K ﹤0.01%
6,334
+1,286
+25% +$13K
PALI icon
2897
Palisade Bio
PALI
$368M
– –
0
– –
CMLS
2898
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$60K ﹤0.01%
1,777
-452
-20% -$13.4K
CGRN
2899
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$59K ﹤0.01%
401
+203
+103% +$35.1K
ZIXI
2900
DELISTED
Zix Corporation
ZIXI
$59K ﹤0.01%
16,176
-651
-4% -$2.22K
114 115
116
117 118

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.