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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORBC
2876
DELISTED
ORBCOMM, Inc.
ORBC
$105K ﹤0.01%
18,182
-12,336
-40% -$77K
GFA
2877
DELISTED
Gafisa S.A.
GFA
$102K ﹤0.01%
3,164
-168
-5% -$6.52K
STEW
2878
SRH Total Return Fund
STEW
$1.81B
$101K ﹤0.01%
+11,412
New +$99.9K
GSAT icon
2879
Globalstar
GSAT
$10.7B
$100K ﹤0.01%
1,817
-112
-6% -$6.68K
RGT
2880
Royce Global Value Trust
RGT
$102M
$98K ﹤0.01%
11,169
-494
-4% -$4.55K
USA icon
2881
Liberty All-Star Equity Fund
USA
$1.85B
$97K ﹤0.01%
16,658
+530
+3% +$3.15K
RLD
2882
DELISTED
REALD INC COM STK
RLD
$96K ﹤0.01%
+10,135
New +$102K
LSCC icon
2883
Lattice Semiconductor
LSCC
$18.3B
$95K ﹤0.01%
+12,752
New +$95.7K
WLT
2884
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$95K ﹤0.01%
40,569
+1,061
+3% +$5.49K
EOX
2885
DELISTED
EMERALD OIL INC (MT)
EOX
$94K ﹤0.01%
763
-866
-53% -$132K
LYG icon
2886
Lloyds Banking Group
LYG
$90B
$93K ﹤0.01%
18,479
-15,916
-46% -$80.1K
SNMX
2887
DELISTED
Senomyx, Inc.
SNMX
$89K ﹤0.01%
10,789
-11,588
-52% -$92.2K
ACWI icon
2888
iShares MSCI ACWI ETF
ACWI
$33.3B
$88K ﹤0.01%
+1,500
New +$90.3K
CBB
2889
DELISTED
Cincinnati Bell Inc.
CBB
$88K ﹤0.01%
5,228
-3,039
-37% -$57.2K
EWJ icon
2890
iShares MSCI Japan ETF
EWJ
$22.5B
$85K ﹤0.01%
1,800
-11,419
-86% -$546K
GST
2891
DELISTED
Gastar Exploration Inc.
GST
$85K ﹤0.01%
14,447
-17,853
-55% -$131K
DLIA
2892
DELISTED
DELIA*S INC
DLIA
$85K ﹤0.01%
308,156
-213,998
-41% -$110K
VG
2893
DELISTED
Vonage Holdings Corporation
VG
$84K ﹤0.01%
25,631
-1,070
-4% -$3.72K
ANGI icon
2894
Angi Inc
ANGI
$201M
$80K ﹤0.01%
+1,250
New +$106K
GTE icon
2895
Gran Tierra Energy
GTE
$335M
$76K ﹤0.01%
1,368
-54
-4% -$3.59K
LIOX
2896
DELISTED
Lionbridge Technologies
LIOX
$76K ﹤0.01%
16,949
-5,830
-26% -$29.8K
CMLS
2897
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$72K ﹤0.01%
+2,229
New +$88.3K
ARRY
2898
DELISTED
Array Biopharma Inc
ARRY
$71K ﹤0.01%
+20,063
New +$79.1K
FNFV
2899
DELISTED
Fidelity Natl Financial, Inc.
FNFV
$68K ﹤0.01%
+6,448
New +$76.9K
KTOS icon
2900
Kratos Defense & Security Solutions
KTOS
$10.8B
$67K ﹤0.01%
10,126
-243,720
-96% -$1.81M
114 115
116
117 118

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.