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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFBC icon
2876
Preferred Bank
PFBC
$1.25B
$206K ﹤0.01%
+7,932
New +$180K
MTX icon
2877
Minerals Technologies
MTX
$2.36B
$205K ﹤0.01%
3,171
-672
-17% -$38K
KTOS icon
2878
Kratos Defense & Security Solutions
KTOS
$11.1B
$204K ﹤0.01%
27,109
+4,534
+20% +$35.1K
UCTT
2879
Ultra Clean Holdings
UCTT
$3.85B
$204K ﹤0.01%
15,494
+2,632
+20% +$32.9K
WNS
2880
DELISTED
WNS Holdings
WNS
$204K ﹤0.01%
11,309
-1,260
-10% -$25.8K
HAE icon
2881
Haemonetics
HAE
$3.92B
$202K ﹤0.01%
+6,173
New +$236K
MCN
2882
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$202K ﹤0.01%
24,445
-6,287
-20% -$51.8K
NNBR icon
2883
NN Inc
NNBR
$301M
$202K ﹤0.01%
+10,267
New +$195K
NATI
2884
DELISTED
National Instruments Corp
NATI
$202K ﹤0.01%
7,049
-9,035
-56% -$269K
AXIA
2885
AXIA Energia
AXIA
$23.3B
$201K ﹤0.01%
89,107
-8,490
-9% -$15.3K
EVN
2886
Eaton Vance Municipal Income Trust
EVN
$427M
$201K ﹤0.01%
16,830
-3,545
-17% -$40.4K
CSFL
2887
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$201K ﹤0.01%
18,454
+3,165
+21% +$33.7K
LIOX
2888
DELISTED
Lionbridge Technologies
LIOX
$201K ﹤0.01%
29,982
-2,472
-8% -$15.9K
FSYS
2889
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$201K ﹤0.01%
18,690
-6,179
-25% -$76.3K
FBC
2890
DELISTED
Flagstar Bancorp, Inc. New
FBC
$201K ﹤0.01%
9,055
+3,123
+53% +$65.8K
IIIN icon
2891
Insteel Industries
IIIN
$629M
$200K ﹤0.01%
+10,185
New +$200K
ROL icon
2892
Rollins
ROL
$18B
$200K ﹤0.01%
+22,275
New +$195K
GST
2893
DELISTED
Gastar Exploration Inc.
GST
$200K ﹤0.01%
36,682
+5,915
+19% +$36.1K
LCAV
2894
DELISTED
LCA-VISION INC
LCAV
$200K ﹤0.01%
+37,307
New +$180K
MSFG
2895
DELISTED
MainSource Financial Group Inc
MSFG
$199K ﹤0.01%
+11,667
New +$197K
AMRE
2896
DELISTED
AMREIT INC NEW COM STK
AMRE
$197K ﹤0.01%
+11,928
New +$198K
ACWI icon
2897
iShares MSCI ACWI ETF
ACWI
$33.5B
$192K ﹤0.01%
+3,300
New +$187K
NPBC
2898
DELISTED
NATL PENN BANCSHARES INC
NPBC
$191K ﹤0.01%
18,243
-348,971
-95% -$3.72M
EPM icon
2899
Evolution Petroleum
EPM
$131M
$190K ﹤0.01%
14,922
+2,550
+21% +$32.6K
SNMX
2900
DELISTED
Senomyx, Inc.
SNMX
$190K ﹤0.01%
17,813
+4,047
+29% +$33.8K
114 115
116
117 118

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.