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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEO icon
2851
Telecom Argentina
TEO
$5.98B
– –
-9,556
Closed -$242K
TMHC
2852
DELISTED
Taylor Morrison
TMHC
– –
-71,105
Closed -$1.71M
TRNO icon
2853
Terreno Realty
TRNO
$7.58B
– –
-6,911
Closed -$234K
VEON icon
2854
VEON
VEON
$3.68B
– –
-2,003
Closed -$196K
VGZ icon
2855
Vista Gold
VGZ
$260M
– –
-12,917
Closed -$11K
VLGEA icon
2856
Village Super Market
VLGEA
$650M
– –
-7,961
Closed -$205K
VNCE icon
2857
Vince Holding Corp
VNCE
$85.6M
– –
-1,097
Closed -$5K
LGF.B
2858
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
– –
-45
Closed -$1K
LSXMA
2859
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
– –
-2,880
Closed -$88K
HEWG
2860
DELISTED
iShares Currency Hedged MSCI Germany ETF
HEWG
– –
-15,000
Closed -$420K
RAD
2861
DELISTED
Rite Aid Corporation
RAD
– –
-2,297
Closed -$135K
MTEM
2862
DELISTED
Molecular Templates, Inc.
MTEM
– –
-138
Closed -$9K
SPPI
2863
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
-11,567
Closed -$88K
ISEE
2864
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-10,030
Closed -$26K
MGI
2865
DELISTED
MoneyGram International, Inc. New
MGI
– –
-25,046
Closed -$432K
APTS
2866
DELISTED
Preferred Apartment Communities, Inc.
APTS
– –
-11,036
Closed -$173K
MSGN
2867
DELISTED
MSG Networks Inc.
MSGN
– –
-10,487
Closed -$234K
DL
2868
DELISTED
China Distance Education Holdings Limited
DL
– –
-15,802
Closed -$141K
SMRT
2869
DELISTED
Stein Mart Inc
SMRT
– –
-287,337
Closed -$485K
TUES
2870
DELISTED
Tuesday Morning Corp
TUES
– –
-88,621
Closed -$168K
ABDC
2871
DELISTED
Alcentra Capital Corp
ABDC
– –
-80,966
Closed -$1.1M
HOS
2872
DELISTED
Hornbeck Offshore Services, Inc.
HOS
– –
-31,587
Closed -$90K
AABA
2873
DELISTED
Altaba Inc
AABA
– –
-45,882
Closed -$2.5M
HQCL
2874
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
– –
-128,910
Closed -$922K
SONC
2875
DELISTED
Sonic Corp
SONC
– –
-9,170
Closed -$242K
113 114
115
116 117

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.