We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNR
2851
DELISTED
Vanguard Natural Resources, LLC
VNR
$18K ﹤0.01%
27,159
-29,738
-52% -$21.5K
CIE
2852
DELISTED
Cobalt International Energy, Inc
CIE
$17K ﹤0.01%
949
+26
+3% +$450
SPRT
2853
DELISTED
support.com, Inc.
SPRT
$16K ﹤0.01%
6,088
– –
GROW icon
2854
US Global Investors
GROW
$37.8M
$15K ﹤0.01%
10,731
– –
MVIS icon
2855
Microvision
MVIS
$74M
$15K ﹤0.01%
815
– –
ROYT
2856
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$15K ﹤0.01%
13,896
– –
WSTL
2857
DELISTED
Westell Technologies Inc
WSTL
$15K ﹤0.01%
5,906
– –
COHN icon
2858
Cohen & Co
COHN
$36.7M
$14K ﹤0.01%
1,218
– –
EGY icon
2859
Vaalco Energy
EGY
$551M
$14K ﹤0.01%
13,634
– –
PALI icon
2860
Palisade Bio
PALI
$368M
– –
0
– –
NLST
2861
DELISTED
Netlist, Inc.
NLST
$14K ﹤0.01%
14,095
– –
ESNC
2862
DELISTED
EnSync Inc
ESNC
$14K ﹤0.01%
20,010
– –
GEF.B icon
2863
Greif Class B
GEF.B
$4.23B
$13K ﹤0.01%
199
+4
+2% +$258
TOVX icon
2864
Theriva Biologics
TOVX
$10.3M
$13K ﹤0.01%
2
– –
VGZ icon
2865
Vista Gold
VGZ
$290M
$12K ﹤0.01%
12,840
– –
UBP
2866
DELISTED
Urstadt Biddle Properties Inc.
UBP
$12K ﹤0.01%
+626
New +$11.3K
GALT icon
2867
Galectin Therapeutics
GALT
$203M
$11K ﹤0.01%
11,639
– –
MSN icon
2868
Emerson Radio
MSN
$7.8M
$11K ﹤0.01%
10,918
– –
VERU icon
2869
Veru
VERU
$37.4M
$11K ﹤0.01%
1,191
– –
OGEN icon
2870
Oragenics
OGEN
$2.44M
$10K ﹤0.01%
1
– –
IRD
2871
Opus Genetics
IRD
$312M
$10K ﹤0.01%
143
– –
AUMN
2872
DELISTED
Golden Minerals Company
AUMN
$10K ﹤0.01%
703
– –
MTEM
2873
DELISTED
Molecular Templates, Inc.
MTEM
$10K ﹤0.01%
137
– –
AVEO
2874
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$10K ﹤0.01%
1,845
– –
TST
2875
DELISTED
TheStreet, Inc.
TST
$10K ﹤0.01%
1,171
– –
113 114
115
116 117

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.