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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JLS icon
2826
Nuveen Mortgage and Income Fund
JLS
$94.2M
$251K ﹤0.01%
10,232
-50,855
-83% -$1.23M
FDML
2827
DELISTED
Federal-Mogul Holdings Corporation
FDML
$251K ﹤0.01%
12,386
-2,180
-15% -$39K
EOX
2828
DELISTED
EMERALD OIL INC (MT)
EOX
$249K ﹤0.01%
1,629
-134
-8% -$18.2K
MCP
2829
DELISTED
MOLYCORP INC COM STK
MCP
$248K ﹤0.01%
96,509
+24,978
+35% +$90.3K
QUNR
2830
DELISTED
Qunar Cayman Islands Limited
QUNR
$248K ﹤0.01%
8,697
-6,743
-44% -$174K
IOC
2831
DELISTED
Interoil Corporation
IOC
$247K ﹤0.01%
3,854
-319
-8% -$20.4K
EXLS icon
2832
EXL Service
EXLS
$5.19B
$245K ﹤0.01%
+41,530
New +$240K
MYM
2833
DELISTED
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
$245K ﹤0.01%
18,906
+16
+0.1% +$203
ATRI
2834
DELISTED
Atrion Corp
ATRI
$244K ﹤0.01%
748
-96
-11% -$29.3K
KATE
2835
DELISTED
Kate Spade & Company
KATE
$244K ﹤0.01%
6,401
-3,145
-33% -$113K
NTT
2836
DELISTED
Nippon Telegraph & Telephone
NTT
$242K ﹤0.01%
+7,740
New +$221K
REX icon
2837
REX American Resources
REX
$1.42B
$241K ﹤0.01%
19,686
-3,198
-14% -$35.2K
ATRC icon
2838
AtriCure
ATRC
$1.97B
$237K ﹤0.01%
12,899
-1,148
-8% -$19.1K
SXI icon
2839
Standex International
SXI
$3.78B
$237K ﹤0.01%
3,182
-1,825
-36% -$125K
NNBR icon
2840
NN Inc
NNBR
$279M
$236K ﹤0.01%
9,242
-1,025
-10% -$23.2K
FRP
2841
DELISTED
Fairpoint Communications, Inc.
FRP
$236K ﹤0.01%
16,852
-2,657
-14% -$37.1K
MIDD icon
2842
Middleby
MIDD
$6.14B
$235K ﹤0.01%
2,843
-643
-18% -$52.9K
SSTK icon
2843
Shutterstock
SSTK
$223M
$235K ﹤0.01%
+2,826
New +$205K
LDL
2844
DELISTED
Lydall, Inc.
LDL
$235K ﹤0.01%
8,573
-1,259
-13% -$32.3K
HDS
2845
DELISTED
HD Supply Holdings, Inc.
HDS
$235K ﹤0.01%
+8,283
New +$220K
CZR
2846
DELISTED
Caesars Entertainment Corporation
CZR
$235K ﹤0.01%
13,003
-139
-1% -$2.57K
COHR
2847
DELISTED
Coherent Inc
COHR
$233K ﹤0.01%
3,523
+236
+7% +$14.6K
SSNI
2848
DELISTED
Silver Spring Networks, Inc.
SSNI
$233K ﹤0.01%
+17,517
New +$239K
KEP icon
2849
Korea Electric Power
KEP
$15.5B
$232K ﹤0.01%
+12,606
New +$242K
MBI icon
2850
CALL
MBIA
MBI
$266M
$230K ﹤0.01%
+20,000
New +$246K
112 113
114
115 116

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.