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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSBC.PRA
2801
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$213K ﹤0.01%
8,470
-215
-2% -$5.45K
PPO
2802
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
$213K ﹤0.01%
5,473
+191
+4% +$8.33K
SSTK icon
2803
Shutterstock
SSTK
$217M
$212K ﹤0.01%
2,975
+149
+5% +$11.3K
MDAS
2804
DELISTED
MEDASSETS INC COM STK (DE)
MDAS
$211K ﹤0.01%
10,217
+903
+10% +$20.2K
BLMN icon
2805
Bloomin' Brands
BLMN
$944M
$209K ﹤0.01%
11,416
-249,701
-96% -$4.58M
MCN
2806
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$209K ﹤0.01%
24,829
+384
+2% +$3.34K
HAE icon
2807
Haemonetics
HAE
$3.92B
$208K ﹤0.01%
5,938
+191
+3% +$6.82K
CLC
2808
DELISTED
Clarcor
CLC
$208K ﹤0.01%
3,301
-254
-7% -$15.7K
DWRE
2809
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
$208K ﹤0.01%
4,087
+315
+8% +$17.9K
BWXT icon
2810
BWX Technologies
BWXT
$15.6B
$207K ﹤0.01%
10,443
-10,839
-51% -$234K
VRA icon
2811
PUT
Vera Bradley
VRA
$98.1M
$207K ﹤0.01%
+10,000
New +$211K
IBKC
2812
DELISTED
IBERIABANK Corp
IBKC
$207K ﹤0.01%
3,318
+432
+15% +$28.5K
SHLD
2813
DELISTED
Sears Holding Corporation
SHLD
$207K ﹤0.01%
8,805
-171
-2% -$5.59K
NAV
2814
DELISTED
Navistar International
NAV
$206K ﹤0.01%
6,247
-13,392
-68% -$496K
WAL icon
2815
Western Alliance Bancorporation
WAL
$8.95B
$205K ﹤0.01%
+8,592
New +$203K
ESIO
2816
DELISTED
Electro Scientific Industries
ESIO
$204K ﹤0.01%
30,032
-2,492
-8% -$17.1K
CHH icon
2817
Choice Hotels
CHH
$4.78B
$203K ﹤0.01%
+3,902
New +$197K
CAKE icon
2818
Cheesecake Factory
CAKE
$5.32B
$202K ﹤0.01%
4,447
-2,224
-33% -$99.7K
ASNA
2819
CALL
DELISTED
Ascena Retail Group, Inc.
ASNA
$200K ﹤0.01%
+750
New +$246K
MOD icon
2820
Modine Manufacturing
MOD
$10.3B
$199K ﹤0.01%
16,823
-6,515
-28% -$91K
IJR icon
2821
iShares Core S&P Small-Cap ETF
IJR
$113B
$198K ﹤0.01%
3,798
-3,764
-50% -$205K
DEST
2822
DELISTED
Destination Maternity Corporation
DEST
$198K ﹤0.01%
12,829
+677
+6% +$13.5K
IID
2823
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
$197K ﹤0.01%
+21,197
New +$204K
EMD
2824
DELISTED
Western Asset Emerging Markets
EMD
$193K ﹤0.01%
16,028
+384
+2% +$4.87K
EWW icon
2825
iShares MSCI Mexico ETF
EWW
$1.99B
$192K ﹤0.01%
2,800
+416
+17% +$29.2K
111 112
113
114 115

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.