We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBGI icon
2776
Sinclair Inc
SBGI
$1.05B
$237K ﹤0.01%
9,089
-2,293
-20% -$70.3K
MONT
2777
DELISTED
MONTAGE TECHNOLOGY GROUP LTD
MONT
$236K ﹤0.01%
+11,320
New +$241K
PFF icon
2778
iShares Preferred and Income Securities ETF
PFF
$13.2B
$233K ﹤0.01%
5,889
-17,621
-75% -$698K
FFIC
2779
DELISTED
Flushing Financial
FFIC
$232K ﹤0.01%
12,692
-3,917
-24% -$75.2K
BLDR icon
2780
Builders FirstSource
BLDR
$8.11B
$231K ﹤0.01%
42,431
-7,725
-15% -$50.3K
CSGS
2781
DELISTED
CSG Systems International
CSGS
$231K ﹤0.01%
8,791
-2,350
-21% -$63.6K
HYMB icon
2782
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$231K ﹤0.01%
8,132
-24,370
-75% -$682K
PATK icon
2783
Patrick Industries
PATK
$2.92B
$230K ﹤0.01%
18,333
-4,587
-20% -$58.4K
ARO
2784
DELISTED
Aeropostale Inc
ARO
$230K ﹤0.01%
70,015
-4,589
-6% -$16.3K
WNS
2785
DELISTED
WNS Holdings
WNS
$226K ﹤0.01%
10,062
-24
-0.2% -$482
SSD icon
2786
Simpson Manufacturing
SSD
$8.08B
$225K ﹤0.01%
7,728
-1,976
-20% -$64K
WIRE
2787
DELISTED
Encore Wire Corp
WIRE
$225K ﹤0.01%
6,080
-2,342
-28% -$102K
ANFI
2788
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$225K ﹤0.01%
14,388
-6,469
-31% -$98.9K
SAFE
2789
Safehold
SAFE
$1.15B
$220K ﹤0.01%
3,346
-856
-20% -$60.5K
SXI icon
2790
Standex International
SXI
$4.14B
$220K ﹤0.01%
2,962
-220
-7% -$15.9K
BAK icon
2791
Braskem
BAK
$920M
$219K ﹤0.01%
16,639
-110,954
-87% -$1.46M
BHB icon
2792
Bar Harbor Bankshares
BHB
$670M
$219K ﹤0.01%
+11,382
New +$212K
HMSY
2793
DELISTED
HMS Holdings Corp.
HMSY
$219K ﹤0.01%
11,629
-1,382
-11% -$28K
AWH
2794
DELISTED
Allied World Assurance Co Hld Lt
AWH
$219K ﹤0.01%
+5,935
New +$221K
CCOI icon
2795
Cogent Communications
CCOI
$463M
$218K ﹤0.01%
6,483
-2,009
-24% -$68.6K
VCLT icon
2796
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.84B
$218K ﹤0.01%
2,431
-7,567
-76% -$682K
DEL
2797
DELISTED
Deltic Timber
DEL
$218K ﹤0.01%
3,501
-891
-20% -$56.6K
UBSI icon
2798
United Bankshares
UBSI
$6.63B
$217K ﹤0.01%
7,001
+74
+1% +$2.38K
GGM
2799
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
– –
0
– –
WLY icon
2800
John Wiley & Sons Class A
WLY
$2.7B
$213K ﹤0.01%
3,792
+174
+5% +$10.4K
110 111
112
113 114

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.