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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CATO icon
2776
Cato Corp
CATO
$66.1M
$270K ﹤0.01%
9,979
-8,628
-46% -$246K
EBND icon
2777
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.29B
$270K ﹤0.01%
+9,108
New +$264K
IOC
2778
DELISTED
Interoil Corporation
IOC
$270K ﹤0.01%
4,173
-447
-10% -$24.6K
GK
2779
DELISTED
G&K Services Inc
GK
$269K ﹤0.01%
+4,402
New +$270K
RDN icon
2780
Radian Group
RDN
$4.91B
$268K ﹤0.01%
17,842
-9,682
-35% -$148K
SXI icon
2781
Standex International
SXI
$4.12B
$268K ﹤0.01%
5,007
+1,185
+31% +$67.6K
CTIC
2782
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$266K ﹤0.01%
7,805
+1,334
+21% +$45.6K
FRP
2783
DELISTED
Fairpoint Communications, Inc.
FRP
$266K ﹤0.01%
19,509
+3,153
+19% +$41.3K
RMTI icon
2784
Rockwell Medical
RMTI
$28.2M
$265K ﹤0.01%
190
+31
+19% +$40.3K
ECOM
2785
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$265K ﹤0.01%
+7,024
New +$302K
ATRC icon
2786
AtriCure
ATRC
$2.11B
$264K ﹤0.01%
+14,047
New +$288K
HILL
2787
DELISTED
DOT HILL SYSTEMS CORP
HILL
$262K ﹤0.01%
67,684
+6,610
+11% +$29.9K
CALD
2788
DELISTED
Callidus Software, Inc.
CALD
$261K ﹤0.01%
20,853
+4,194
+25% +$55.1K
AMBA icon
2789
Ambarella
AMBA
$3.81B
$260K ﹤0.01%
+9,751
New +$299K
UFI icon
2790
UNIFI
UFI
$134M
$260K ﹤0.01%
11,283
+1,967
+21% +$48K
RDEN
2791
DELISTED
ELIZABETH ARDEN INC
RDEN
$260K ﹤0.01%
8,800
+322
+4% +$9.58K
ANGI icon
2792
Angi Inc
ANGI
$196M
$259K ﹤0.01%
2,129
+280
+15% +$41K
ARTC
2793
DELISTED
ARTHROCARE CORP
ARTC
$259K ﹤0.01%
+5,377
New +$255K
ATRI
2794
DELISTED
Atrion Corp
ATRI
$258K ﹤0.01%
+844
New +$246K
FWM
2795
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
$258K ﹤0.01%
+33,787
New +$348K
LXFR icon
2796
Luxfer Holdings
LXFR
$458M
$257K ﹤0.01%
+13,127
New +$269K
VASC
2797
DELISTED
Vascular Solutions Inc
VASC
$257K ﹤0.01%
+9,797
New +$244K
GOOD
2798
Gladstone Commercial Corp
GOOD
$627M
$256K ﹤0.01%
+14,726
New +$262K
PER
2799
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$256K ﹤0.01%
21,279
+10,338
+94% +$131K
BCRX icon
2800
BioCryst Pharmaceuticals
BCRX
$2.4B
$253K ﹤0.01%
23,919
+6,309
+36% +$67.3K
110 111
112
113 114

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.