We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GALT icon
2751
Galectin Therapeutics
GALT
$196M
$27K ﹤0.01%
11,709
+70
+0.6% +$106
INSG icon
2752
Inseego
INSG
$114M
$27K ﹤0.01%
1,298
+8
+0.6% +$220
VSTM icon
2753
Verastem
VSTM
$510M
$27K ﹤0.01%
+1,067
New +$16.9K
WHLR
2754
Wheeler Real Estate Investment Trust
WHLR
$549K
– –
0
– –
ALIM
2755
DELISTED
Alimera Sciences
ALIM
$27K ﹤0.01%
1,264
+27
+2% +$520
ROYT
2756
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$27K ﹤0.01%
14,382
+486
+3% +$735
NWY
2757
DELISTED
New York & Co Inc
NWY
$27K ﹤0.01%
13,976
+283
+2% +$622
BBDO icon
2758
Banco Bradesco
BBDO
$36.4B
$26K ﹤0.01%
4,143
– –
INOD icon
2759
Innodata
INOD
$2.05B
$26K ﹤0.01%
11,683
+70
+0.6% +$151
OESX icon
2760
Orion Energy Systems
OESX
$41M
$26K ﹤0.01%
1,338
+8
+0.6% +$160
FWONA icon
2761
Liberty Media Series A
FWONA
$22.5B
$25K ﹤0.01%
796
-15,495
-95% -$464K
TURN
2762
DELISTED
180 Degree Capital
TURN
$25K ﹤0.01%
5,791
+34
+0.6% +$138
ALSK
2763
DELISTED
Alaska Communications Systems
ALSK
$25K ﹤0.01%
13,679
+1,681
+14% +$2.87K
UTSI icon
2764
UTStarcom
UTSI
$23.5M
$24K ﹤0.01%
2,972
+242
+9% +$1.77K
HHS icon
2765
Harte-Hanks
HHS
$16.2M
$23K ﹤0.01%
+1,610
New +$24.5K
UBP
2766
DELISTED
Urstadt Biddle Properties Inc.
UBP
$23K ﹤0.01%
1,334
+708
+113% +$12.5K
SES
2767
DELISTED
Synthesis Energy Systems Inc.
SES
$23K ﹤0.01%
418
+96
+30% +$5.27K
LUNA
2768
DELISTED
Luna Innovations Incorporated
LUNA
$23K ﹤0.01%
13,230
+79
+0.6% +$144
LITS
2769
Lite Strategy Inc
LITS
$32.8M
$22K ﹤0.01%
674
+54
+9% +$1.73K
MFIN icon
2770
Medallion Financial
MFIN
$229M
$22K ﹤0.01%
10,932
-381
-3% -$918
ZN
2771
DELISTED
Zion Oil & Gas, Inc.
ZN
$22K ﹤0.01%
18,280
+3,209
+21% +$4.08K
VRML
2772
DELISTED
Vermillion, Inc.
VRML
$22K ﹤0.01%
+10,457
New +$18.3K
GNSS icon
2773
Genasys
GNSS
$76.1M
$21K ﹤0.01%
14,179
+84
+0.6% +$135
GSAT icon
2774
Globalstar
GSAT
$10.7B
$21K ﹤0.01%
828
-40
-5% -$898
SDRL
2775
DELISTED
Seadrill Limited Common Stock
SDRL
$21K ﹤0.01%
47
-2
-4% -$1.14K
109 110
111
112 113

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.