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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESIO
2751
DELISTED
Electro Scientific Industries
ESIO
$68K ﹤0.01%
11,972
+1,159
+11% +$6.78K
SPPI
2752
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$66K ﹤0.01%
14,078
+2,419
+21% +$14.3K
ZIXI
2753
DELISTED
Zix Corporation
ZIXI
$66K ﹤0.01%
16,105
-18
-0.1% -$71
EPM icon
2754
Evolution Petroleum
EPM
$129M
$65K ﹤0.01%
+10,369
New +$59.3K
PPT
2755
Franklin Premier Income Trust
PPT
$327M
$65K ﹤0.01%
13,277
– –
GNE icon
2756
Genie Energy
GNE
$373M
$63K ﹤0.01%
10,650
+187
+2% +$1.2K
HHS icon
2757
Harte-Hanks
HHS
$14.8M
$62K ﹤0.01%
3,826
+143
+4% +$2.36K
MFG icon
2758
Mizuho Financial
MFG
$126B
$62K ﹤0.01%
18,311
-1,292
-7% -$4.2K
QNST icon
2759
QuinStreet
QNST
$898M
$62K ﹤0.01%
20,372
+567
+3% +$1.91K
RSYS
2760
DELISTED
Radisys Corp
RSYS
$61K ﹤0.01%
11,432
+1,208
+12% +$6.1K
CIVI
2761
DELISTED
Civitas Resources
CIVI
$57K ﹤0.01%
504
+261
+107% +$32.1K
NOG icon
2762
Northern Oil and Gas
NOG
$2.25B
$57K ﹤0.01%
2,114
+443
+27% +$16.2K
CWEN.A
2763
DELISTED
Clearway Energy Class A
CWEN.A
$56K ﹤0.01%
3,440
-32
-0.9% -$528
TAC icon
2764
TransAlta
TAC
$3.9B
$55K ﹤0.01%
12,357
-7,214
-37% -$33.6K
CDXS icon
2765
Codexis
CDXS
$154M
$51K ﹤0.01%
+11,558
New +$48.5K
VNR
2766
DELISTED
Vanguard Natural Resources, LLC
VNR
$51K ﹤0.01%
56,897
-55,865
-50% -$80.1K
MFIN icon
2767
Medallion Financial
MFIN
$244M
$49K ﹤0.01%
11,579
-443
-4% -$2.56K
NAVB
2768
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$46K ﹤0.01%
+2,496
New +$31.6K
FRBK
2769
DELISTED
Republic First Bancorp Inc
FRBK
$45K ﹤0.01%
10,788
+7
+0.1% +$30
ALT icon
2770
Altimmune
ALT
$583M
$44K ﹤0.01%
50
-1
-2% -$784
CIK
2771
Credit Suisse Asset Management Income Fund
CIK
$134M
$44K ﹤0.01%
14,016
– –
LEE icon
2772
Lee Enterprises
LEE
$175M
$44K ﹤0.01%
1,170
-8
-0.7% -$206
GVP
2773
DELISTED
GSE Systems, Inc.
GVP
$44K ﹤0.01%
1,511
-41
-3% -$1.03K
MCEP
2774
DELISTED
Mid-Con Energy Partners, LP
MCEP
$44K ﹤0.01%
766
-1,199
-61% -$54.4K
ZDGE icon
2775
Zedge
ZDGE
$38.9M
$43K ﹤0.01%
12,420
-1,928
-13% -$8.21K
109 110
111
112 113

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.