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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NPBC
2751
DELISTED
NATL PENN BANCSHARES INC
NPBC
$234K ﹤0.01%
22,276
+4,700
+27% +$47.5K
CLNE icon
2752
Clean Energy Fuels
CLNE
$405M
$233K ﹤0.01%
46,528
+5,842
+14% +$35.3K
MODV
2753
DELISTED
ModivCare
MODV
$232K ﹤0.01%
6,358
+217
+4% +$8.5K
ILG
2754
DELISTED
ILG, Inc Common Stock
ILG
$232K ﹤0.01%
11,116
+1,015
+10% +$21.4K
PFO
2755
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$231K ﹤0.01%
20,040
-5,760
-22% -$65.8K
GEQ
2756
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$231K ﹤0.01%
11,300
-5,500
-33% -$107K
MIDD icon
2757
Middleby
MIDD
$6.03B
$230K ﹤0.01%
2,324
-631
-21% -$57.7K
CFNL
2758
DELISTED
Cardinal Financial Corp
CFNL
$230K ﹤0.01%
+11,577
New +$214K
KATE
2759
DELISTED
Kate Spade & Company
KATE
$229K ﹤0.01%
+7,147
New +$204K
LBRDA icon
2760
Liberty Broadband Class A
LBRDA
$5.21B
$227K ﹤0.01%
+4,513
New +$223K
KFY icon
2761
Korn Ferry
KFY
$4.19B
$225K ﹤0.01%
7,814
-16,253
-68% -$442K
WLY icon
2762
John Wiley & Sons Class A
WLY
$2.71B
$225K ﹤0.01%
3,803
+11
+0.3% +$633
FINL
2763
DELISTED
Finish Line
FINL
$225K ﹤0.01%
9,241
-13,838
-60% -$363K
DCA
2764
DELISTED
Virtus Total Return Fund
DCA
$225K ﹤0.01%
+49,733
New +$228K
AGC
2765
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$224K ﹤0.01%
35,627
– –
PPO
2766
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
$223K ﹤0.01%
4,738
-735
-13% -$33.4K
ALCO icon
2767
Alico
ALCO
$283M
$222K ﹤0.01%
4,424
-4,776
-52% -$189K
BGB
2768
Blackstone Strategic Credit 2027 Term Fund
BGB
$501M
$222K ﹤0.01%
+13,467
New +$220K
DVY icon
2769
iShares Select Dividend ETF
DVY
$23.5B
$222K ﹤0.01%
+2,793
New +$216K
NGHC
2770
DELISTED
National General Holdings Corp
NGHC
$222K ﹤0.01%
+11,919
New +$221K
BANC icon
2771
Banc of California
BANC
$3.04B
$221K ﹤0.01%
+19,221
New +$218K
PLUS icon
2772
ePlus
PLUS
$2.38B
$221K ﹤0.01%
+11,704
New +$193K
DEST
2773
DELISTED
Destination Maternity Corporation
DEST
$220K ﹤0.01%
13,825
+996
+8% +$15.2K
CTRN icon
2774
Citi Trends
CTRN
$597M
$219K ﹤0.01%
+8,682
New +$198K
WABC icon
2775
Westamerica Bancorp
WABC
$1.38B
$219K ﹤0.01%
+4,470
New +$215K
109 110
111
112 113

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.