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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFLY
2751
DELISTED
Shutterfly, Inc.
SFLY
$308K ﹤0.01%
7,146
-13,418
-65% -$550K
SMT
2752
DELISTED
SMART TECHNOLOGIES INC COM NEW
SMT
$307K ﹤0.01%
10,773
-1,613
-13% -$55.4K
SAFE
2753
Safehold
SAFE
$1.18B
$306K ﹤0.01%
4,202
+409
+11% +$29K
EWU icon
2754
iShares MSCI United Kingdom ETF
EWU
$4.13B
$305K ﹤0.01%
7,313
+263
+4% +$11.3K
ING icon
2755
ING
ING
$101B
$305K ﹤0.01%
21,787
-16,543
-43% -$233K
AIQ
2756
DELISTED
Alliance Healthcare Services
AIQ
$305K ﹤0.01%
11,264
-1,361
-11% -$40.2K
MSM icon
2757
MSC Industrial Direct
MSM
$6.98B
$302K ﹤0.01%
3,158
-12,847
-80% -$1.17M
ZBRA icon
2758
Zebra Technologies
ZBRA
$13.9B
$301K ﹤0.01%
3,660
-382
-9% -$27.9K
VNQ icon
2759
Vanguard Real Estate ETF
VNQ
$39.3B
$300K ﹤0.01%
4,000
+3,300
+471% +$243K
WPG
2760
DELISTED
Washington Prime Group Inc.
WPG
$300K ﹤0.01%
+1,780
New +$310K
EWT icon
2761
iShares MSCI Taiwan ETF
EWT
$10.2B
$299K ﹤0.01%
9,450
-800
-8% -$24K
EWY icon
2762
iShares MSCI South Korea ETF
EWY
$23.3B
$299K ﹤0.01%
4,600
-300
-6% -$19.2K
NYT icon
2763
New York Times
NYT
$12.2B
$298K ﹤0.01%
19,602
-3,679
-16% -$57.5K
AGC
2764
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$294K ﹤0.01%
38,325
– –
FINL
2765
CALL
DELISTED
Finish Line
FINL
$294K ﹤0.01%
+9,900
New +$281K
IMS
2766
DELISTED
IMS HEALTH HLDGS INC COM STK (DE)
IMS
$294K ﹤0.01%
+11,446
New +$275K
CCOI icon
2767
Cogent Communications
CCOI
$663M
$293K ﹤0.01%
8,492
+2,167
+34% +$76.7K
NOAH
2768
Noah Holdings
NOAH
$584M
$293K ﹤0.01%
20,691
-5,945
-22% -$81.4K
LBY
2769
DELISTED
Libbey, Inc.
LBY
$293K ﹤0.01%
11,011
-1,287
-10% -$34.1K
WLB
2770
DELISTED
Westmoreland Coal Company
WLB
$293K ﹤0.01%
8,066
-2,234
-22% -$69.4K
TPLM
2771
DELISTED
Triangle Petroleum Corporation
TPLM
$292K ﹤0.01%
+24,800
New +$245K
BCS.PRA.CL
2772
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$292K ﹤0.01%
11,395
-699
-6% -$17.9K
JACK icon
2773
Jack in the Box
JACK
$324M
$291K ﹤0.01%
4,856
-9,584
-66% -$549K
CSGS
2774
DELISTED
CSG Systems International
CSGS
$290K ﹤0.01%
11,141
-943
-8% -$24.5K
FXI icon
2775
iShares China Large-Cap ETF
FXI
$4.35B
$289K ﹤0.01%
+7,800
New +$283K
109 110
111
112 113

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.