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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPRX
2676
DELISTED
Catalyst Pharmaceutical
CPRX
$68K ﹤0.01%
27,244
+18
+0.1% +$49
MVIS icon
2677
Microvision
MVIS
$6.21M
$68K ﹤0.01%
1,638
+675
+70% +$24.4K
TLRA
2678
DELISTED
Telaria, Inc.
TLRA
$68K ﹤0.01%
15,520
-95
-0.6% -$277
UEC icon
2679
Uranium Energy
UEC
$4.75B
$67K ﹤0.01%
48,296
+2,303
+5% +$3.36K
TESO
2680
DELISTED
Tesco Corp
TESO
$67K ﹤0.01%
12,506
-1,529
-11% -$7.02K
GST
2681
DELISTED
Gastar Exploration Inc.
GST
$66K ﹤0.01%
74,977
+14,649
+24% +$10.9K
MNOV icon
2682
MediciNova
MNOV
$65.5M
$65K ﹤0.01%
10,293
+52
+0.5% +$276
DHX icon
2683
DHI Group
DHX
$182M
$64K ﹤0.01%
25,005
+1,818
+8% +$4.15K
JMEI
2684
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
$64K ﹤0.01%
2,203
+141
+7% +$3.81K
PIR
2685
DELISTED
Pier 1 Imports, Inc.
PIR
$64K ﹤0.01%
782
+63
+9% +$5.63K
ZN
2686
DELISTED
Zion Oil & Gas, Inc.
ZN
$63K ﹤0.01%
18,405
+125
+0.7% +$459
LLEX
2687
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
$63K ﹤0.01%
+14,096
New +$58.7K
ALTO icon
2688
Alto Ingredients
ALTO
$369M
$61K ﹤0.01%
10,962
+89
+0.8% +$485
MCF
2689
DELISTED
Contango Oil & Gas Co.
MCF
$61K ﹤0.01%
+12,315
New +$64.9K
PLPM
2690
DELISTED
Planet Payment, Inc
PLPM
$60K ﹤0.01%
+14,192
New +$52.7K
VSTM icon
2691
Verastem
VSTM
$510M
$59K ﹤0.01%
1,049
-18
-2% -$849
CCLP
2692
DELISTED
CSI Compressco LP
CCLP
$59K ﹤0.01%
11,361
-4,368
-28% -$21K
HLIT icon
2693
Harmonic Inc
HLIT
$1.25B
$58K ﹤0.01%
19,055
+5,636
+42% +$20.9K
KOPN icon
2694
Kopin
KOPN
$652M
$58K ﹤0.01%
14,110
-2,684
-16% -$10.5K
ICON
2695
DELISTED
Iconix Brand Group, Inc.
ICON
$58K ﹤0.01%
1,035
-8
-0.8% -$476
SENS icon
2696
Senseonics Holdings Inc
SENS
$263M
$55K ﹤0.01%
+855
New +$44.6K
TLPH icon
2697
Talphera
TLPH
$66.4M
$55K ﹤0.01%
600
+4
+0.7% +$249
CVRS
2698
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
$55K ﹤0.01%
36,477
+13,228
+57% +$22.2K
FTK icon
2699
Flotek Industries
FTK
$852M
$54K ﹤0.01%
+1,956
New +$77.4K
GRPN icon
2700
Groupon
GRPN
$1.05B
$54K ﹤0.01%
520
-12
-2% -$992
106 107
108
109 110

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.