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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TREX icon
2676
Trex
TREX
$5.01B
$240K ﹤0.01%
28,800
-10,232
-26% -$105K
NX icon
2677
Quanex
NX
$1.01B
$239K ﹤0.01%
13,167
+2,657
+25% +$52.1K
BFS
2678
Saul Centers
BFS
$834M
$237K ﹤0.01%
4,589
-613
-12% -$31.2K
LBRDK icon
2679
Liberty Broadband Class C
LBRDK
$5.15B
$237K ﹤0.01%
4,627
-8,643
-65% -$461K
NATI
2680
DELISTED
National Instruments Corp
NATI
$237K ﹤0.01%
8,519
-384
-4% -$10.9K
MLCO icon
2681
Melco Resorts & Entertainment
MLCO
$2.14B
$236K ﹤0.01%
17,132
-2,030
-11% -$39.1K
CWEN.A
2682
DELISTED
Clearway Energy Class A
CWEN.A
$235K ﹤0.01%
21,080
-18,696
-47% -$320K
MIY icon
2683
BlackRock MuniYield Michigan Quality Fund
MIY
$353M
$235K ﹤0.01%
+17,835
New +$236K
VSI
2684
DELISTED
Vitamin Shoppe Inc.
VSI
$235K ﹤0.01%
7,204
-3,658
-34% -$130K
AHRT
2685
AH Realty Trust
AHRT
$517M
$234K ﹤0.01%
+23,995
New +$241K
MSM icon
2686
MSC Industrial Direct
MSM
$6.86B
$234K ﹤0.01%
3,837
-193
-5% -$13.2K
ITIP
2687
DELISTED
ISHARES TR INTL INFLATION LKD BD ETF
ITIP
$232K ﹤0.01%
5,888
+186
+3% +$7.54K
VEDL
2688
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$231K ﹤0.01%
44,706
+102
+0.2% +$730
ATLO icon
2689
AMES National
ATLO
$277M
$230K ﹤0.01%
10,030
-1,084
-10% -$26K
ORC
2690
Orchid Island Capital
ORC
$1.31B
$230K ﹤0.01%
4,959
+1,582
+47% +$72.5K
CAMP
2691
DELISTED
CalAmp Corp.
CAMP
$230K ﹤0.01%
+623
New +$245K
NNA
2692
DELISTED
Navios Maritime Acquisition Corporation
NNA
$229K ﹤0.01%
4,322
+3,539
+452% +$202K
BGY icon
2693
BlackRock Enhanced International Dividend Trust
BGY
$529M
$228K ﹤0.01%
37,593
-8,842
-19% -$59.8K
PGZ
2694
Principal Real Estate Income Fund
PGZ
$68.7M
$228K ﹤0.01%
13,210
+2,503
+23% +$44.5K
RBS.PRL.CL
2695
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$228K ﹤0.01%
9,398
-262
-3% -$6.43K
COKE icon
2696
Coca-Cola Consolidated
COKE
$12.8B
$227K ﹤0.01%
11,760
-2,560
-18% -$41.7K
MPAA icon
2697
Motorcar Parts of America
MPAA
$258M
$227K ﹤0.01%
7,240
-302
-4% -$9.31K
ZOES
2698
DELISTED
Zoe's Kitchen, Inc.
ZOES
$225K ﹤0.01%
+5,710
New +$222K
USAC icon
2699
USA Compression Partners
USAC
$3.74B
$224K ﹤0.01%
+15,557
New +$286K
DCA
2700
DELISTED
Virtus Total Return Fund
DCA
$223K ﹤0.01%
58,890
-13,850
-19% -$56.9K
106 107
108
109 110

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.