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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CONN
2651
DELISTED
Conn's Inc.
CONN
$403K ﹤0.01%
10,362
+4,962
+92% +$252K
EXPR
2652
DELISTED
Express, Inc.
EXPR
$401K ﹤0.01%
1,262
+121
+11% +$42.4K
PSB
2653
DELISTED
PS Business Parks, Inc.
PSB
$401K ﹤0.01%
4,800
+981
+26% +$79K
CUK
2654
DELISTED
Carnival PLC
CUK
$399K ﹤0.01%
10,404
-1,424
-12% -$58.1K
NYT icon
2655
New York Times
NYT
$10.2B
$399K ﹤0.01%
23,281
-7,912
-25% -$122K
IMO icon
2656
Imperial Oil
IMO
$60.4B
$398K ﹤0.01%
8,563
+438
+5% +$19.1K
BSCH
2657
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$398K ﹤0.01%
17,456
-1,701
-9% -$38.8K
MOD icon
2658
Modine Manufacturing
MOD
$10.4B
$396K ﹤0.01%
27,067
-9,020
-25% -$124K
NHI icon
2659
National Health Investors
NHI
$3.65B
$395K ﹤0.01%
6,534
-13,035
-67% -$790K
LVNTA
2660
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$392K ﹤0.01%
55,230
+4,502
+9% +$143K
BSCG
2661
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$392K ﹤0.01%
17,543
-1,707
-9% -$38.1K
MSGS icon
2662
Madison Square Garden
MSGS
$9.39B
$391K ﹤0.01%
9,667
-2,340
-19% -$96.1K
CRS icon
2663
Carpenter Technology
CRS
$28.4B
$390K ﹤0.01%
5,913
-4,990
-46% -$301K
CYBX
2664
DELISTED
CYBERONICS INC
CYBX
$390K ﹤0.01%
5,980
-481
-7% -$32.4K
POWI icon
2665
Power Integrations
POWI
$3.6B
$386K ﹤0.01%
+11,744
New +$356K
SBGI icon
2666
Sinclair Inc
SBGI
$1.03B
$386K ﹤0.01%
14,256
-6,211
-30% -$184K
BKS
2667
DELISTED
Barnes & Noble
BKS
$386K ﹤0.01%
28,153
+6,287
+29% +$72K
BSCF
2668
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$386K ﹤0.01%
17,652
-1,719
-9% -$37.6K
NOAH
2669
Noah Holdings
NOAH
$603M
$384K ﹤0.01%
26,636
-2,832
-10% -$43.1K
NWN icon
2670
Northwest Natural Holdings
NWN
$2.12B
$384K ﹤0.01%
8,729
-2,579
-23% -$109K
NBW
2671
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$384K ﹤0.01%
25,864
-2,537
-9% -$37.1K
CNH
2672
CNH Industrial
CNH
$17.5B
$383K ﹤0.01%
38,277
-1,740
-4% -$16.7K
CIVI
2673
DELISTED
Civitas Resources
CIVI
$381K ﹤0.01%
+77
New +$386K
CEV
2674
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$379K ﹤0.01%
31,512
-3,092
-9% -$37K
GEQ
2675
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$377K ﹤0.01%
20,033
+3,233
+19% +$59.9K
105 106
107
108 109

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.