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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MW
2626
DELISTED
THE MENS WAREHOUSE INC
MW
$363K ﹤0.01%
8,213
-6,394
-44% -$288K
MC icon
2627
Moelis & Co
MC
$4.98B
$361K ﹤0.01%
+10,326
New +$341K
CADE
2628
DELISTED
Cadence Bank
CADE
$360K ﹤0.01%
15,977
-806,785
-98% -$17.5M
NBW
2629
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$359K ﹤0.01%
22,435
-943
-4% -$14.7K
TNET icon
2630
TriNet
TNET
$3.06B
$358K ﹤0.01%
+11,426
New +$336K
STFC
2631
DELISTED
State Auto Financial Corp
STFC
$357K ﹤0.01%
16,079
-744
-4% -$15.8K
GRUB
2632
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$355K ﹤0.01%
+4,891
New +$345K
ACTG icon
2633
Acacia Research
ACTG
$451M
$353K ﹤0.01%
20,796
-466,222
-96% -$8.07M
UBSI icon
2634
United Bankshares
UBSI
$6.65B
$353K ﹤0.01%
9,439
+2,438
+35% +$83.8K
FNB icon
2635
FNB Corp
FNB
$6.75B
$351K ﹤0.01%
26,327
-36,030
-58% -$453K
NBO
2636
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$349K ﹤0.01%
25,574
+1,721
+7% +$23.6K
CM icon
2637
Canadian Imperial Bank of Commerce
CM
$108B
$347K ﹤0.01%
8,166
-106,755
-93% -$4.72M
SMFG icon
2638
Sumitomo Mitsui Financial
SMFG
$163B
$347K ﹤0.01%
47,700
-13,673
-22% -$104K
NKE icon
2639
PUT
Nike
NKE
$62.3B
$346K ﹤0.01%
7,200
-22,800
-76% -$1.07M
LFC
2640
DELISTED
China Life Insurance Company Ltd.
LFC
$342K ﹤0.01%
17,517
-63,360
-78% -$998K
AMRE
2641
DELISTED
AMREIT INC NEW COM STK
AMRE
$342K ﹤0.01%
12,872
-1,027
-7% -$26.1K
IDLV icon
2642
Invesco S&P International Developed Low Volatility ETF
IDLV
$346M
$340K ﹤0.01%
11,000
-29,000
-73% -$910K
CMPR icon
2643
Cimpress
CMPR
$2.34B
$335K ﹤0.01%
4,470
-1,604
-26% -$104K
TCF
2644
DELISTED
TCF Financial Corporation Common Stock
TCF
$335K ﹤0.01%
10,927
+1,767
+19% +$50.9K
BSBR icon
2645
Santander
BSBR
$43.4B
$331K ﹤0.01%
68,776
-118,598
-63% -$643K
GUT
2646
Gabelli Utility Trust
GUT
$558M
$331K ﹤0.01%
46,433
-3,306
-7% -$23.2K
RSE
2647
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
$330K ﹤0.01%
17,864
-576,351
-97% -$10.2M
MTDR icon
2648
Matador Resources
MTDR
$6.04B
$329K ﹤0.01%
16,291
-87,774
-84% -$1.82M
CIVI
2649
DELISTED
Civitas Resources
CIVI
$327K ﹤0.01%
122
+56
+85% +$217K
SWZ
2650
Swiss Helvetia Fund
SWZ
$77.1M
$327K ﹤0.01%
29,335
– –
104 105
106
107 108

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.