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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGH
2626
DELISTED
Textainer Group Holdings limited
TGH
$447K ﹤0.01%
11,691
-1,191
-9% -$43.7K
BZH icon
2627
Beazer Homes USA
BZH
$907M
$444K ﹤0.01%
22,065
+6,249
+40% +$136K
TNH
2628
DELISTED
Terra Nitrogen
TNH
$441K ﹤0.01%
2,900
-2,606
-47% -$415K
PEB icon
2629
Pebblebrook Hotel Trust
PEB
$2.05B
$440K ﹤0.01%
13,030
+2,162
+20% +$69.5K
EV
2630
DELISTED
Eaton Vance Corp.
EV
$440K ﹤0.01%
11,540
+4,574
+66% +$176K
JHP
2631
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$438K ﹤0.01%
52,391
-2,338
-4% -$19K
BRP
2632
DELISTED
BROOKFIELD RESIDENTIAL PROPERTIES INC
BRP
$437K ﹤0.01%
20,820
+2,857
+16% +$63.1K
LGF
2633
DELISTED
Lions Gate Entertainment
LGF
$433K ﹤0.01%
16,204
-28,210
-64% -$865K
GOGO icon
2634
Gogo Inc
GOGO
$491M
$430K ﹤0.01%
20,917
+4,645
+29% +$102K
FFBC icon
2635
First Financial Bancorp
FFBC
$3.53B
$429K ﹤0.01%
23,884
-10,417
-30% -$179K
SSD icon
2636
Simpson Manufacturing
SSD
$8.16B
$428K ﹤0.01%
12,105
-1,523
-11% -$52.2K
TQNT
2637
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$428K ﹤0.01%
31,942
+7,882
+33% +$81.9K
CXP
2638
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$426K ﹤0.01%
+15,630
New +$393K
WIA
2639
Western Asset Inflation-Linked Income Fund
WIA
$186M
$425K ﹤0.01%
36,384
-3,510
-9% -$40.6K
AIQ
2640
DELISTED
Alliance Healthcare Services
AIQ
$424K ﹤0.01%
12,625
+1,155
+10% +$33.7K
DCI icon
2641
Donaldson
DCI
$11.4B
$423K ﹤0.01%
9,977
-851
-8% -$35.8K
BEE
2642
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
$422K ﹤0.01%
41,466
-14,622
-26% -$142K
PCK
2643
DELISTED
Pimco California Municipal Income Fund II
PCK
$421K ﹤0.01%
42,785
-84
-0.2% -$805
WBS icon
2644
Webster Financial
WBS
$12.8B
$419K ﹤0.01%
13,498
-64,746
-83% -$1.99M
CBSH icon
2645
Commerce Bancshares
CBSH
$8.5B
$416K ﹤0.01%
16,111
-1,142
-7% -$28.4K
ALCO icon
2646
Alico
ALCO
$283M
$412K ﹤0.01%
10,929
+628
+6% +$24K
ANFI
2647
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$409K ﹤0.01%
23,981
-8,627
-26% -$157K
CLF icon
2648
PUT
Cleveland-Cliffs
CLF
$6.99B
$407K ﹤0.01%
+19,900
New +$412K
CAKE icon
2649
Cheesecake Factory
CAKE
$5.33B
$404K ﹤0.01%
8,491
-2,629
-24% -$123K
RCS
2650
PIMCO Strategic Income Fund
RCS
$250M
$404K ﹤0.01%
39,720
+14,880
+60% +$153K
104 105
106
107 108

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.