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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIA
2601
Western Asset Inflation-Linked Income Fund
WIA
$186M
$435K ﹤0.01%
37,731
+1,347
+4% +$16.2K
PEB icon
2602
Pebblebrook Hotel Trust
PEB
$2.05B
$428K ﹤0.01%
11,453
-2,637
-19% -$99.5K
BCS.PRC
2603
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$428K ﹤0.01%
16,535
-1,681
-9% -$43.3K
FINL
2604
CALL
DELISTED
Finish Line
FINL
$426K ﹤0.01%
17,000
+7,100
+72% +$203K
AXLL
2605
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$426K ﹤0.01%
11,899
-1,511
-11% -$63.9K
ETO
2606
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$520M
$425K ﹤0.01%
17,215
-6,095
-26% -$155K
RJF icon
2607
Raymond James Financial
RJF
$34B
$425K ﹤0.01%
11,904
+390
+3% +$13.6K
VMI icon
2608
Valmont Industries
VMI
$9.53B
$425K ﹤0.01%
3,148
-5,011
-61% -$719K
WSO icon
2609
Watsco Inc
WSO
$13.6B
$425K ﹤0.01%
4,928
-2,228
-31% -$206K
ASPS icon
2610
Altisource Portfolio Solutions
ASPS
$65.8M
$424K ﹤0.01%
526
+30
+6% +$24.5K
FDS icon
2611
Factset
FDS
$10.2B
$423K ﹤0.01%
3,477
-5,479
-61% -$677K
FUN icon
2612
Cedar Fair
FUN
$1.67B
$423K ﹤0.01%
+8,953
New +$446K
ZNGA
2613
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$423K ﹤0.01%
156,595
-28,587
-15% -$85.6K
AHD
2614
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$422K ﹤0.01%
9,598
-186,718
-95% -$8.21M
GRX
2615
Gabelli Healthcare & Wellness Trust
GRX
$146M
$420K ﹤0.01%
42,392
+14,672
+53% +$148K
CIVI
2616
DELISTED
Civitas Resources
CIVI
$418K ﹤0.01%
66
-344
-84% -$2.24M
SRDX
2617
DELISTED
Surmodics
SRDX
$414K ﹤0.01%
22,798
-2,404
-10% -$48K
BCPC
2618
Balchem Corp
BCPC
$5.72B
$414K ﹤0.01%
7,326
-759
-9% -$40.4K
FIVE icon
2619
Five Below
FIVE
$13.5B
$410K ﹤0.01%
10,348
-15,994
-61% -$621K
NQI
2620
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$409K ﹤0.01%
31,592
-8,806
-22% -$114K
OFIX icon
2621
Orthofix Medical
OFIX
$419M
$408K ﹤0.01%
13,173
+3,124
+31% +$104K
MINI
2622
DELISTED
Mobile Mini Inc
MINI
$406K ﹤0.01%
11,616
-1,204
-9% -$49.5K
EDD
2623
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
$404K ﹤0.01%
34,186
-9,659
-22% -$125K
SCL icon
2624
Stepan Co
SCL
$1.48B
$404K ﹤0.01%
9,106
-256
-3% -$12.5K
CFFN icon
2625
Capitol Federal Financial
CFFN
$1.1B
$403K ﹤0.01%
34,051
+13,207
+63% +$159K
103 104
105
106 107

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.