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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELP
2526
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$328K ﹤0.01%
79,538
-25,265
-24% -$105K
ROL icon
2527
Rollins
ROL
$18.5B
$327K ﹤0.01%
19,841
+232
+1% +$3.67K
RFP
2528
DELISTED
Resolute Forest Products Inc.
RFP
$326K ﹤0.01%
59,865
-2,533
-4% -$12.6K
XOG
2529
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
$326K ﹤0.01%
+17,560
New +$315K
HAPN
2530
Happen Inc
HAPN
$2.29B
$325K ﹤0.01%
11,794
-5,052
-30% -$144K
SOR
2531
Source Capital
SOR
$383M
$324K ﹤0.01%
8,627
-815
-9% -$30.2K
TV icon
2532
Televisa
TV
$1.45B
$324K ﹤0.01%
12,489
-13,894
-53% -$329K
SGI
2533
Somnigroup International
SGI
$14.1B
$324K ﹤0.01%
27,948
+9,668
+53% +$124K
FLC
2534
Flaherty & Crumrine Total Return Fund
FLC
$175M
$322K ﹤0.01%
15,221
-4,139
-21% -$84.9K
CCLP
2535
DELISTED
CSI Compressco LP
CCLP
$321K ﹤0.01%
32,789
-3,569
-10% -$38.1K
JOBS
2536
DELISTED
51job Inc
JOBS
$317K ﹤0.01%
8,668
-1,297
-13% -$46.2K
LIVN icon
2537
LivaNova
LIVN
$4.48B
$315K ﹤0.01%
6,421
+54
+0.8% +$2.63K
ANH
2538
DELISTED
Anworth Mortgage Asset Corporation
ANH
$314K ﹤0.01%
56,611
+7,531
+15% +$40.2K
DBL
2539
DoubleLine Opportunistic Credit Fund
DBL
$278M
$313K ﹤0.01%
+13,107
New +$307K
HWKN icon
2540
Hawkins
HWKN
$2.71B
$312K ﹤0.01%
12,744
-226
-2% -$5.76K
CWEI
2541
DELISTED
Clayton Williams Energy, Inc.
CWEI
$312K ﹤0.01%
2,369
-2,059
-46% -$276K
CHN
2542
DELISTED
China Fund
CHN
$311K ﹤0.01%
18,800
-3,515
-16% -$56.4K
HTY
2543
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$310K ﹤0.01%
34,111
+3,990
+13% +$38K
SC
2544
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$310K ﹤0.01%
23,225
-38,508
-62% -$534K
CHA
2545
DELISTED
China Telecom Corporation, LTD
CHA
$310K ﹤0.01%
+6,344
New +$303K
W icon
2546
Wayfair
W
$11.7B
$309K ﹤0.01%
7,649
-7,842
-51% -$310K
BW icon
2547
Babcock & Wilcox
BW
$1.35B
$308K ﹤0.01%
3,299
-137
-4% -$19.2K
JONE
2548
DELISTED
Jones Energy, Inc.
JONE
$307K ﹤0.01%
6,062
-4
-0.1% -$284
BBAR icon
2549
BBVA Argentina
BBAR
$3.82B
$302K ﹤0.01%
16,400
+3,911
+31% +$71.1K
PHG icon
2550
Philips
PHG
$26B
$297K ﹤0.01%
12,501
+653
+6% +$14.6K
100 101
102
103 104

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.