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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWB
2501
DELISTED
Great Western Bancorp, Inc.
GWB
$356K ﹤0.01%
8,636
-1,055
-11% -$40.2K
JDD
2502
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$354K ﹤0.01%
27,545
-40,105
-59% -$512K
EFII
2503
DELISTED
Electronics for Imaging
EFII
$351K ﹤0.01%
8,237
+1,489
+22% +$60.9K
DHG
2504
DELISTED
Deutsche High Incm Opportunities
DHG
$350K ﹤0.01%
23,146
-17,890
-44% -$268K
TKC icon
2505
Turkcell
TKC
$4.81B
$349K ﹤0.01%
39,583
-4,019
-9% -$36K
TLI
2506
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$349K ﹤0.01%
32,124
+10,969
+52% +$120K
NBO
2507
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$348K ﹤0.01%
27,533
-1,424
-5% -$18.3K
TV icon
2508
Televisa
TV
$1.48B
$344K ﹤0.01%
13,957
-10,309
-42% -$265K
RDY icon
2509
Dr. Reddy's Laboratories
RDY
$10.1B
$342K ﹤0.01%
47,950
-11,105
-19% -$79.8K
AGRO icon
2510
Adecoagro
AGRO
$1.37B
$341K ﹤0.01%
31,546
+666
+2% +$6.67K
HAWK
2511
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$341K ﹤0.01%
7,795
-774
-9% -$33.8K
POLY
2512
DELISTED
Plantronics, Inc.
POLY
$340K ﹤0.01%
7,685
+1,019
+15% +$46.8K
RNP icon
2513
Cohen & Steers REIT and Preferred and Income Fund
RNP
$984M
$338K ﹤0.01%
15,922
-14,266
-47% -$299K
MKL icon
2514
Markel Group
MKL
$23.3B
$336K ﹤0.01%
315
+90
+40% +$93.1K
BOKF icon
2515
BOK Financial
BOKF
$8.74B
$335K ﹤0.01%
3,755
-930
-20% -$77.5K
OLBK
2516
DELISTED
Old Line Bancshares, Inc.
OLBK
$335K ﹤0.01%
11,967
-1
-0% -$28
LGTY
2517
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$334K ﹤0.01%
+29,416
New +$299K
RP
2518
DELISTED
RealPage, Inc.
RP
$333K ﹤0.01%
+8,357
New +$333K
PRK icon
2519
Park National Corp
PRK
$3.75B
$332K ﹤0.01%
+3,063
New +$306K
KEM
2520
DELISTED
KEMET Corporation
KEM
$332K ﹤0.01%
15,718
-445
-3% -$8.41K
MMT
2521
Aberdeen Multi-Market Income Fund
MMT
$238M
$326K ﹤0.01%
52,305
-21,590
-29% -$134K
RDUS
2522
DELISTED
Radius Recycling
RDUS
$326K ﹤0.01%
11,561
-2,031
-15% -$53.2K
SMI
2523
DELISTED
Semiconductor Manufacturing Intl
SMI
$326K ﹤0.01%
+58,708
New +$308K
NOK icon
2524
Nokia
NOK
$52.3B
$324K ﹤0.01%
54,258
+16,784
+45% +$104K
AERI
2525
DELISTED
Aerie Pharmaceuticals
AERI
$324K ﹤0.01%
+6,672
New +$364K
99 100
101
102 103

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.