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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATHN
2501
DELISTED
Athenahealth, Inc.
ATHN
$386K ﹤0.01%
3,663
-17
-0.5% -$1.83K
FLC
2502
Flaherty & Crumrine Total Return Fund
FLC
$175M
$385K ﹤0.01%
19,360
-21,985
-53% -$445K
LKM
2503
DELISTED
Link Motion Inc.
LKM
$385K ﹤0.01%
119,616
+543
+0.5% +$1.89K
IART icon
2504
Integra LifeSciences
IART
$1.33B
$380K ﹤0.01%
8,848
-16,244
-65% -$660K
TOUR
2505
Tuniu
TOUR
$55.9M
$380K ﹤0.01%
4,332
-553
-11% -$50.4K
BSCH
2506
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$379K ﹤0.01%
16,742
– –
TAL icon
2507
TAL Education Group
TAL
$6.91B
$376K ﹤0.01%
32,178
-144,522
-82% -$1.77M
CMCM
2508
Cheetah Mobile
CMCM
$101M
$374K ﹤0.01%
7,812
+4,715
+152% +$250K
MNDT
2509
DELISTED
Mandiant, Inc. Common Stock
MNDT
$374K ﹤0.01%
31,380
-18,120
-37% -$235K
POLY
2510
DELISTED
Plantronics, Inc.
POLY
$372K ﹤0.01%
6,789
-6,452
-49% -$338K
TLRD
2511
DELISTED
Tailored Brands, Inc.
TLRD
$370K ﹤0.01%
14,484
-112,751
-89% -$2.18M
HYG icon
2512
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$369K ﹤0.01%
4,267
-1,744
-29% -$150K
RDUS
2513
DELISTED
Radius Recycling
RDUS
$369K ﹤0.01%
+14,361
New +$369K
ILG
2514
DELISTED
ILG, Inc Common Stock
ILG
$368K ﹤0.01%
20,243
+5,963
+42% +$104K
ISLE
2515
DELISTED
Isle of Capri Casinos Inc
ISLE
$368K ﹤0.01%
14,939
-1,072
-7% -$24.2K
TWLO icon
2516
Twilio
TWLO
$29.3B
$362K ﹤0.01%
12,560
+2,990
+31% +$112K
BAS
2517
DELISTED
Basis Energy Services, Inc.
BAS
$362K ﹤0.01%
10,250
+9,795
+2,153% +$2.66M
PSMT icon
2518
Pricesmart
PSMT
$5.5B
$361K ﹤0.01%
+4,318
New +$379K
UVSP icon
2519
Univest Financial
UVSP
$1.21B
$361K ﹤0.01%
11,673
+921
+9% +$24.6K
JRI icon
2520
Nuveen Real Asset Income & Growth Fund
JRI
$347M
$360K ﹤0.01%
22,887
-10,811
-32% -$174K
OLP
2521
One Liberty Properties
OLP
$527M
$359K ﹤0.01%
+14,279
New +$345K
GLV
2522
Clough Global Dividend & Income Fund
GLV
$78.4M
$357K ﹤0.01%
29,664
+3,010
+11% +$35.2K
KMT icon
2523
Kennametal
KMT
$2.58B
$357K ﹤0.01%
11,437
-979
-8% -$30.7K
RAMP icon
2524
LiveRamp
RAMP
$2.3B
$357K ﹤0.01%
13,342
+630
+5% +$16.4K
WMC
2525
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$357K ﹤0.01%
3,545
-179
-5% -$18.5K
99 100
101
102 103

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.