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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2501
Invesco Value Municipal Income Trust
IIM
$598M
| $625K | ﹤0.01% |
43,408
-21,887
| -34% | -$309K |
|
|
RDS.B
2502
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $625K | ﹤0.01% |
8,005
-1,933
| -19% | -$147K |
|
2503
Cenovus Energy
CVE
$52.1B
| $624K | ﹤0.01% |
21,504
+1,571
| +8% | +$41.9K |
|
2504
PENN Entertainment
PENN
$2.7B
| $624K | ﹤0.01% |
50,618
+29,778
| +143% | +$367K |
|
2505
Graphic Packaging
GPK
$3.58B
| $623K | ﹤0.01% |
61,321
+7,230
| +13% | +$71.3K |
|
|
IBA
2506
DELISTED
Industrias Bachoco SAB De C.V.
IBA
| $620K | ﹤0.01% |
14,196
+6,671
| +89% | +$285K |
|
|
EVY
2507
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
| $620K | ﹤0.01% |
45,182
+13,870
| +44% | +$181K |
|
2508
Choice Hotels
CHH
$4.8B
| $618K | ﹤0.01% |
13,425
-34,493
| -72% | -$1.66M |
|
2509
PUT
RH
RH
$3.71B
| $618K | ﹤0.01% |
+8,400
| New | +$524K |
|
|
KMR
2510
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
| $616K | ﹤0.01% |
9,199
-461
| -5% | -$32K |
|
2511
Manitowoc
MTW
$675M
| $614K | ﹤0.01% |
21,554
+14,177
| +192% | +$363K |
|
|
SYT
2512
DELISTED
Syngenta Ag
SYT
| $614K | ﹤0.01% |
8,089
-376
| -4% | -$28K |
|
|
SZMK
2513
DELISTED
SIZMEK INC COM STK (DE)
SZMK
| $612K | ﹤0.01% |
+57,569
| New | +$634K |
|
2514
Interactive Brokers
IBKR
$39.6B
| $607K | ﹤0.01% |
112,104
-151,132
| -57% | -$837K |
|
|
SINA
2515
PUT
DELISTED
Sina Corp
SINA
| $604K | ﹤0.01% |
+10,000
| New | +$713K |
|
|
ETO
2516
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$520M
| $599K | ﹤0.01% |
24,736
-45,158
| -65% | -$1.09M |
|
|
VSB
2517
DELISTED
VANTAGESOUTH BANCHARES, INC
VSB
| $595K | ﹤0.01% |
84,679
+31,957
| +61% | +$191K |
|
2518
XPO
XPO
$23.7B
| $594K | ﹤0.01% |
+58,377
| New | +$582K |
|
|
SMT
2519
DELISTED
SMART TECHNOLOGIES INC COM NEW
SMT
| $593K | ﹤0.01% |
12,386
-4,457
| -26% | -$140K |
|
|
SHLD
2520
DELISTED
Sears Holding Corporation
SHLD
| $587K | ﹤0.01% |
20,106
+6,663
| +50% | +$210K |
|
|
BLJ
2521
DELISTED
BlackRock New Jersey Municipal Bond Trust
BLJ
| $587K | ﹤0.01% |
42,233
-1,663
| -4% | -$22.9K |
|
|
BBG
2522
DELISTED
Bill Barrett Corp
BBG
| $586K | ﹤0.01% |
22,908
-2,565
| -10% | -$65.7K |
|
|
FBRC
2523
DELISTED
FBR & Co. Common Stock
FBRC
| $586K | ﹤0.01% |
22,662
+4,093
| +22% | +$106K |
|
2524
ASE Group
ASX
$82.2B
| $585K | ﹤0.01% |
105,435
+46,341
| +78% | +$227K |
|
2525
United Bankshares
UBSI
$6.62B
| $585K | ﹤0.01% |
19,111
-1,509
| -7% | -$45.3K |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.