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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEQ
2476
John Hancock Hedged Equity & Income Fund
HEQ
$139M
$377K ﹤0.01%
+22,367
New +$367K
SSNC icon
2477
SS&C Technologies
SSNC
$18.5B
$375K ﹤0.01%
10,590
+534
+5% +$18K
POLY
2478
DELISTED
Plantronics, Inc.
POLY
$375K ﹤0.01%
6,912
+123
+2% +$6.7K
HYG icon
2479
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$374K ﹤0.01%
4,267
– –
HBMD
2480
DELISTED
Howard Bancorp, Inc. Common Stock
HBMD
$371K ﹤0.01%
+19,854
New +$347K
DCM
2481
DELISTED
NTT DOCOMO, Inc.
DCM
$371K ﹤0.01%
15,893
-11,435
-42% -$272K
ERIC icon
2482
Ericsson
ERIC
$32.9B
$370K ﹤0.01%
55,704
+8,846
+19% +$54.6K
NYT icon
2483
New York Times
NYT
$12.2B
$370K ﹤0.01%
25,619
+867
+4% +$12.4K
SQM icon
2484
Sociedad Química y Minera de Chile
SQM
$19B
$369K ﹤0.01%
+10,716
New +$349K
CBD
2485
DELISTED
Companhia Brasileira de Distribuicao
CBD
$369K ﹤0.01%
19,193
+2,226
+13% +$41.1K
G icon
2486
Genpact
G
$6.04B
$368K ﹤0.01%
14,842
-34,829
-70% -$849K
MLCO icon
2487
Melco Resorts & Entertainment
MLCO
$2.16B
$368K ﹤0.01%
19,844
-11,950
-38% -$205K
CCO icon
2488
Clear Channel Outdoor Holdings
CCO
$1.23B
$367K ﹤0.01%
+60,745
New +$320K
DCI icon
2489
Donaldson
DCI
$11B
$367K ﹤0.01%
8,054
+468
+6% +$20.3K
GGB icon
2490
Gerdau
GGB
$9.68B
$367K ﹤0.01%
134,015
+20,359
+18% +$63.2K
MKL icon
2491
Markel Group
MKL
$23.2B
$366K ﹤0.01%
375
-10
-3% -$9.45K
VLGEA icon
2492
Village Super Market
VLGEA
$652M
$365K ﹤0.01%
13,811
-7,823
-36% -$227K
JMLP
2493
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$365K ﹤0.01%
34,841
-11,752
-25% -$121K
ELLI
2494
DELISTED
Ellie Mae Inc
ELLI
$365K ﹤0.01%
3,632
-525
-13% -$48.2K
OFIX icon
2495
Orthofix Medical
OFIX
$498M
$363K ﹤0.01%
9,483
-6,447
-40% -$239K
YELP icon
2496
Yelp
YELP
$1.47B
$363K ﹤0.01%
11,080
+450
+4% +$16.7K
PEB icon
2497
Pebblebrook Hotel Trust
PEB
$2.16B
$362K ﹤0.01%
12,354
-1,145
-8% -$33.2K
VVV icon
2498
Valvoline
VVV
$4.95B
$361K ﹤0.01%
+14,700
New +$336K
XYZ
2499
Block Inc
XYZ
$48.7B
$356K ﹤0.01%
20,570
+1,890
+10% +$29.6K
DNI
2500
DELISTED
Dividend and Income Fund
DNI
$356K ﹤0.01%
29,500
-31,663
-52% -$385K
98 99
100
101 102

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.