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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.37%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$34.4B
AUM Growth
+$1.87B
Cap. Flow
+$629M
Cap. Flow %
1.83%
Top 10 Hldgs %
5.83%
Holding
3,214
New
258
Increased
1,398
Reduced
1,292
Closed
227

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$128M
2
CSRA
CSRA Inc.
CSRA
+$54.1M
3
AMZN icon
Amazon
AMZN
+$45.9M
4
CHD icon
Church & Dwight Co
CHD
+$43.6M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Top Sells

Rank Stock Value
1
CSC
Computer Sciences
CSC
+$74.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$68.9M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$51M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$40.3M
5
DHI icon
D.R. Horton
DHI
+$39.5M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Healthcare 12.66%
3 Financials 11.24%
4 Consumer Discretionary 11.18%
5 Industrials 9.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KKR icon
2476
KKR & Co
KKR
$92.3B
$478K ﹤0.01%
30,686
-130,900
-81% -$2.24M
NJV
2477
DELISTED
Nuveen New Jersey Municipal Value Fund Common shares of beneficial interest
NJV
$473K ﹤0.01%
32,658
+2,391
+8% +$34.3K
UI icon
2478
Ubiquiti
UI
$34.3B
$470K ﹤0.01%
14,830
+7,091
+92% +$234K
TCF
2479
DELISTED
TCF Financial Corporation Common Stock
TCF
$470K ﹤0.01%
13,700
+6,851
+100% +$238K
PLXP
2480
DELISTED
PLx Pharma Inc. Common Stock
PLXP
$469K ﹤0.01%
+5,238
New +$503K
JTD
2481
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$467K ﹤0.01%
+33,572
New +$479K
DBEU icon
2482
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$786M
$466K ﹤0.01%
+18,026
New +$474K
ZOES
2483
DELISTED
Zoe's Kitchen, Inc.
ZOES
$466K ﹤0.01%
16,696
+10,986
+192% +$370K
AB icon
2484
AllianceBernstein
AB
$3.47B
$463K ﹤0.01%
19,413
+377
+2% +$9.5K
AL
2485
DELISTED
Air Lease Corp
AL
$463K ﹤0.01%
13,815
-4,722
-25% -$157K
ESGR
2486
DELISTED
Enstar Group
ESGR
$462K ﹤0.01%
+3,076
New +$474K
UBS icon
2487
UBS Group
UBS
$176B
$460K ﹤0.01%
23,768
+9,216
+63% +$180K
SSRG
2488
DELISTED
SYMMETRY SURGICAL INC COMMON STK
SSRG
$460K ﹤0.01%
+49,946
New +$445K
DDS icon
2489
Dillards
DDS
$9.56B
$457K ﹤0.01%
6,951
-665
-9% -$53.5K
CORE
2490
DELISTED
Core Mark Holding Co., Inc.
CORE
$457K ﹤0.01%
11,142
+3,122
+39% +$126K
BANC icon
2491
Banc of California
BANC
$2.97B
$456K ﹤0.01%
31,226
+14,011
+81% +$193K
MDC
2492
DELISTED
M.D.C. Holdings, Inc.
MDC
$456K ﹤0.01%
24,831
-96,110
-79% -$1.82M
DLB icon
2493
Dolby
DLB
$5.79B
$455K ﹤0.01%
13,509
-18,964
-58% -$651K
TVTY
2494
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$455K ﹤0.01%
+35,355
New +$430K
FIVE icon
2495
Five Below
FIVE
$13.5B
$454K ﹤0.01%
14,149
-2,425
-15% -$77.7K
RLD
2496
DELISTED
REALD INC COM STK
RLD
$453K ﹤0.01%
+42,984
New +$446K
TCBI icon
2497
Texas Capital Bancshares
TCBI
$4.32B
$451K ﹤0.01%
9,134
+2,060
+29% +$112K
VET icon
2498
Vermilion Energy
VET
$1.66B
$450K ﹤0.01%
16,570
-1,432
-8% -$45K
ELLI
2499
DELISTED
Ellie Mae Inc
ELLI
$450K ﹤0.01%
+7,486
New +$491K
CPAY icon
2500
Corpay
CPAY
$25.7B
$447K ﹤0.01%
3,129
+97
+3% +$14.3K
98 99
100
101 102

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2015 Portfolio in Review

As of Q4 2015, Guggenheim Capital held 3,214 positions worth $34.4B, up 5.8% from $32.5B the previous quarter. Its ten largest holdings account for 5.8% of the portfolio.

Guggenheim Capital's Q4 2015 filing shows 258 new, 1,398 increased, 1,292 reduced and 227 closed positions. Its largest new stake was Alphabet (Google) Class A: 3,457,700 shares worth $135M. The largest sale was Computer Sciences, an estimated $74.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q4 2015 buy was Alphabet (Google) Class A: 3,457,700 shares worth $135M.
  • Guggenheim Capital added most to Amazon in Q4 2015, an estimated $45.9M increase.
  • Guggenheim Capital's biggest Q4 2015 reduction was Computer Sciences, cutting an estimated $74.1M.
  • Guggenheim Capital fully exited SIGMA - ALDRICH CORP in Q4 2015, selling an estimated $40.3M.
  • Guggenheim Capital's ten largest holdings make up 5.8% of its $34.4B portfolio in Q4 2015.
  • Guggenheim Capital opened 258 new positions and closed 227 in Q4 2015.
  • Guggenheim Capital's portfolio value rose 5.8% quarter-over-quarter to $34.4B.

Based on Guggenheim Capital's 13F filing for Q4 2015, filed 16 Feb 2016.