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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGP icon
2476
Resources Connection
RGP
$145M
$601K ﹤0.01%
43,144
-1,098
-2% -$16.2K
KFY icon
2477
Korn Ferry
KFY
$4.28B
$599K ﹤0.01%
24,067
+817
+4% +$24K
TPLM
2478
DELISTED
Triangle Petroleum Corporation
TPLM
$597K ﹤0.01%
54,276
+29,476
+119% +$335K
GPK icon
2479
Graphic Packaging
GPK
$3.58B
$593K ﹤0.01%
47,712
-12,005
-20% -$147K
PFS icon
2480
Provident Financial Services
PFS
$3.19B
$593K ﹤0.01%
36,227
-1,067
-3% -$18K
SSNC icon
2481
SS&C Technologies
SSNC
$18.6B
$593K ﹤0.01%
27,046
-32,622
-55% -$722K
EWZ icon
2482
iShares MSCI Brazil ETF
EWZ
$8.95B
$592K ﹤0.01%
+13,616
New +$673K
SFR
2483
DELISTED
Starwood Waypoint Homes
SFR
$592K ﹤0.01%
22,788
-7,013
-24% -$187K
AMD icon
2484
Advanced Micro Devices
AMD
$789B
$589K ﹤0.01%
172,611
-10,186
-6% -$41.2K
HQL
2485
abrdn Life Sciences Investors
HQL
$627M
$587K ﹤0.01%
+26,551
New +$577K
AVNT icon
2486
Avient
AVNT
$4.19B
$584K ﹤0.01%
16,418
-1,939
-11% -$76.2K
MSA icon
2487
Mine Safety
MSA
$7.49B
$581K ﹤0.01%
11,765
+3,278
+39% +$181K
VECO icon
2488
Veeco
VECO
$3.23B
$581K ﹤0.01%
16,614
+5,507
+50% +$194K
SWS
2489
DELISTED
SWS GROUP INC
SWS
$581K ﹤0.01%
84,289
-44,631
-35% -$323K
CDW icon
2490
CDW
CDW
$17B
$578K ﹤0.01%
18,648
-27,335
-59% -$864K
FINL
2491
DELISTED
Finish Line
FINL
$578K ﹤0.01%
23,079
-1,556
-6% -$44.6K
DFRG
2492
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
$577K ﹤0.01%
30,175
-1,585
-5% -$36.1K
DRH icon
2493
Diamondrock Hospitality Co
DRH
$2.56B
$574K ﹤0.01%
45,312
-11,255
-20% -$146K
SHO icon
2494
Sunstone Hotel Investors
SHO
$2.06B
$573K ﹤0.01%
41,441
-98,991
-70% -$1.44M
ACRE
2495
Ares Commercial Real Estate
ACRE
$270M
$569K ﹤0.01%
48,570
-13,455
-22% -$167K
NBIS
2496
Nebius Group N.V.
NBIS
$47.7B
$569K ﹤0.01%
20,468
+1,698
+9% +$51.5K
KRA
2497
DELISTED
Kraton Corporation
KRA
$568K ﹤0.01%
31,899
-782
-2% -$15.9K
MYCC
2498
DELISTED
ClubCorp Holdings, Inc.
MYCC
$568K ﹤0.01%
+28,619
New +$515K
FANG icon
2499
Diamondback Energy
FANG
$52.7B
$565K ﹤0.01%
7,561
-3,403
-31% -$276K
RDS.B
2500
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$563K ﹤0.01%
+7,116
New +$600K
98 99
100
101 102

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.