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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSN icon
226
Tyson Foods
TSN
$20.7B
$41.3M 0.12%
937,897
-49,827
-5% -$1.89M
DIS icon
227
Walt Disney
DIS
$170B
$40.5M 0.12%
505,818
-33,718
-6% -$2.61M
AGN
228
DELISTED
Allergan Inc
AGN
$40.4M 0.11%
325,235
+31,572
+11% +$3.84M
PII icon
229
Polaris
PII
$4.03B
$40.3M 0.11%
288,454
+144,765
+101% +$19.5M
CMA
230
DELISTED
Comerica
CMA
$40.3M 0.11%
777,851
+102,996
+15% +$4.95M
XLS
231
DELISTED
EXELIS INC COM STK
XLS
$40.3M 0.11%
2,267,904
+84,391
+4% +$1.56M
SYY icon
232
Sysco
SYY
$40.6B
$40.2M 0.11%
1,113,042
+275,268
+33% +$9.89M
PPG icon
233
PPG Industries
PPG
$25.2B
$40.1M 0.11%
414,856
-34,990
-8% -$3.32M
GT icon
234
Goodyear
GT
$2.02B
$39.9M 0.11%
1,528,020
+180,520
+13% +$4.6M
NWSA icon
235
News Corp Class A
NWSA
$15.1B
$39.8M 0.11%
2,310,172
+189,053
+9% +$3.27M
ADP icon
236
Automatic Data Processing
ADP
$108B
$39.8M 0.11%
586,022
+68,511
+13% +$4.67M
EW icon
237
Edwards Lifesciences
EW
$51B
$39.7M 0.11%
3,215,220
-97,644
-3% -$1.13M
PAYX icon
238
Paychex
PAYX
$42B
$39.6M 0.11%
930,718
+123,707
+15% +$5.25M
GNTX icon
239
Gentex
GNTX
$4.98B
$39.6M 0.11%
2,511,952
-98,750
-4% -$1.58M
XRX icon
240
Xerox
XRX
$419M
$39.4M 0.11%
1,323,614
+264,291
+25% +$7.74M
CPAY icon
241
Corpay
CPAY
$25.2B
$39.4M 0.11%
342,003
+324,887
+1,898% +$37.8M
HD icon
242
Home Depot
HD
$338B
$39.3M 0.11%
496,654
-6,223
-1% -$495K
LLTC
243
DELISTED
Linear Technology Corp
LLTC
$39.3M 0.11%
806,783
+89,949
+13% +$4.15M
KDP icon
244
Keurig Dr Pepper
KDP
$42B
$39.3M 0.11%
721,320
-17,417
-2% -$877K
BMR
245
DELISTED
BIOMED REALTY TRUST INC
BMR
$39M 0.11%
1,903,698
-36,924
-2% -$728K
ARE icon
246
Alexandria Real Estate Equities
ARE
$9.23B
$39M 0.11%
536,888
-16,678
-3% -$1.17M
MDT icon
247
Medtronic
MDT
$111B
$38.8M 0.11%
630,699
+59,863
+10% +$3.49M
DHR icon
248
Danaher
DHR
$139B
$38.7M 0.11%
768,315
+38,548
+5% +$1.96M
SUNE
249
DELISTED
SUNEDISON, INC COM
SUNE
$38.7M 0.11%
2,055,890
+751,127
+58% +$12.5M
RHI icon
250
Robert Half
RHI
$3.96B
$38.7M 0.11%
922,346
+302,097
+49% +$12.4M
8 9
10
11 12

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.