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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
+11.63%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.16B
AUM Growth
-$756M
(-7.6%)
Cap. Flow
-$2.06B
Cap. Flow
% of AUM
-22.45%
Top 10 Holdings %
Top 10 Hldgs %
59.62%
Holding
651
New
144
Increased
83
Reduced
176
Closed
178
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$344M |
| 2 |
SPDR Gold Trust
GLD
|
+$61M |
| 3 |
Ford
F
|
+$30M |
| 4 |
Meta Platforms (Facebook)
META
|
+$24.2M |
| 5 |
Omnicom Group
OMC
|
+$20M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SHPG
Shire pic
SHPG
|
+$232M |
| 2 |
Vodafone
VOD
|
+$19.9M |
| 3 |
American International
AIG
|
+$17.4M |
| 4 |
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
|
+$17.2M |
| 5 |
SHFL
SHFL ENTMT INC
SHFL
|
+$13.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.72% |
| 2 | Communication Services | 1.31% |
| 3 | Consumer Staples | 1.02% |
| 4 | Consumer Discretionary | 0.72% |
| 5 | Financials | 0.6% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
CALL
PVH
PVH
$3.91B
| $5.44M | 0.06% |
+40,000
| New | +$5.09M |
|
|
177
PUT
PVH
PVH
$3.91B
| $5.44M | 0.06% |
+40,000
| New | +$5.09M |
|
|
MESG
178
DELISTED
XURA INC COM (DE)
MESG
| $5.38M | 0.06% |
138,633
-18,302
| -12% | -$617K |
|
|
LSI
179
DELISTED
LSI CORPORATION
LSI
| $5.37M | 0.06% |
+486,834
| New | +$4.15M |
|
|
USG
180
PUT
DELISTED
Usg
USG
| $5.36M | 0.06% |
189,000
-60,900
| -24% | -$1.65M |
|
181
PUT
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
| $5.33M | 0.06% |
160,000
+60,000
| +60% | +$1.86M |
|
182
CALL
Capital One
COF
$134B
| $5.32M | 0.06% |
69,500
+32,200
| +86% | +$2.29M |
|
|
JCP
183
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
| $5.31M | 0.06% |
580,600
+378,200
| +187% | +$3.15M |
|
184
CALL
Broadcom
AVGO
$1.98T
| $5.26M | 0.06% |
995,000
-508,000
| -34% | -$2.34M |
|
|
WFM
185
PUT
DELISTED
Whole Foods Market Inc
WFM
| $5.23M | 0.06% |
90,500
+30,800
| +52% | +$1.83M |
|
186
PUT
Kimberly-Clark
KMB
$36.1B
| $5.22M | 0.06% |
52,150
| – | – |
|
187
Wynn Resorts
WYNN
$10.8B
| $5.22M | 0.06% |
26,886
-22,460
| -46% | -$3.83M |
|
|
CIT
188
CALL
DELISTED
CIT Group Inc.
CIT
| $5.21M | 0.06% |
+100,000
| New | +$4.97M |
|
|
CIT
189
PUT
DELISTED
CIT Group Inc.
CIT
| $5.21M | 0.06% |
+100,000
| New | +$4.97M |
|
|
USG
190
CALL
DELISTED
Usg
USG
| $5.19M | 0.06% |
183,000
-55,800
| -23% | -$1.51M |
|
191
PUT
Intel
INTC
$493B
| $5.19M | 0.06% |
200,000
-200,000
| -50% | -$4.84M |
|
192
PUT
Caterpillar
CAT
$388B
| $5.18M | 0.06% |
57,000
-103,300
| -64% | -$8.82M |
|
193
CALL
Philip Morris
PM
$290B
| $5.17M | 0.06% |
59,300
-41,700
| -41% | -$3.64M |
|
194
CALL
Emerson Electric
EMR
$91.7B
| $5.12M | 0.06% |
73,000
-1,000
| -1% | -$66.8K |
|
|
195
CALL
Caterpillar
CAT
$388B
| $5.08M | 0.06% |
56,000
-395,700
| -88% | -$33.8M |
|
196
PUT
Yum! Brands
YUM
$39.5B
| $5.01M | 0.05% |
92,223
+16,970
| +23% | +$873K |
|
197
PUT
VanEck Gold Miners ETF
GDX
$27.5B
| $5.01M | 0.05% |
237,100
+80,800
| +52% | +$1.87M |
|
198
PUT
iShares China Large-Cap ETF
FXI
$4.25B
| $4.98M | 0.05% |
129,900
-45,100
| -26% | -$1.72M |
|
|
WFM
199
CALL
DELISTED
Whole Foods Market Inc
WFM
| $4.98M | 0.05% |
86,200
-185,500
| -68% | -$11M |
|
200
CALL
Helmerich & Payne
HP
$4.25B
| $4.98M | 0.05% |
59,200
-20,800
| -26% | -$1.62M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q4 2013 Portfolio in Review
As of Q4 2013, Capstone Investment Advisors held 651 positions worth $9.16B, down 7.6% from $9.92B the previous quarter. Its ten largest holdings account for 60% of the portfolio.
Capstone Investment Advisors withdrew a net $2.06B in Q4 2013, closing 178 positions and reducing 176 holdings. Its most notable exit was Shire pic, an estimated $232M position sold in full.
By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 1.3% a quarter earlier, followed by Communication Services and Consumer Staples.
Against the trend, Capstone Investment Advisors opened a new position in SPDR Gold Trust worth $57.7M.
- Capstone Investment Advisors's largest Q4 2013 buy was SPDR Gold Trust: 496,794 shares worth $57.7M.
- Capstone Investment Advisors added most to Apple in Q4 2013, an estimated $344M increase.
- Capstone Investment Advisors's biggest Q4 2013 reduction was Vodafone, cutting an estimated $19.9M.
- Capstone Investment Advisors fully exited Shire pic in Q4 2013, selling an estimated $232M.
- Capstone Investment Advisors's ten largest holdings make up 60% of its $9.16B portfolio in Q4 2013.
- Capstone Investment Advisors opened 144 new positions and closed 178 in Q4 2013.
- Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $9.16B.
Based on Capstone Investment Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.