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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.84%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$7.84B
AUM Growth
-$1.32B
Cap. Flow
-$1.95B
Cap. Flow %
-24.82%
Top 10 Hldgs %
49.04%
Holding
625
New
123
Increased
82
Reduced
107
Closed
263

Top Buys

Rank Stock Value
1
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$47.5M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$44.7M
3
KFN
KKR FINANCIAL HOLDINGS LLC COM
KFN
+$18.9M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$16.7M
5
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$15.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$333M
2
GLD icon
SPDR Gold Trust
GLD
+$61.9M
3
PG icon
Procter & Gamble
PG
+$35.5M
4
META icon
Meta Platforms (Facebook)
META
+$30.6M
5
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$22.7M

Sector Composition

Rank Sector Weight
1 Technology 2.06%
2 Communication Services 1.5%
3 Consumer Staples 1.05%
4 Financials 0.87%
5 Consumer Discretionary 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
PUT
Apple
AAPL
$4.45T
$1.17B 14.99%
61,294,800
-18,393,200
-23% -$350M
AAPL icon
2
CALL
Apple
AAPL
$4.45T
$1.09B 13.96%
57,092,000
+2,637,600
+5% +$50.2M
IBM icon
3
CALL
IBM
IBM
$225B
$339M 4.33%
1,843,889
+1,364,716
+285% +$240M
EFA icon
4
CALL
iShares MSCI EAFE ETF
EFA
$79.9B
$326M 4.15%
4,844,200
+836,200
+21% +$55.3M
EFA icon
5
PUT
iShares MSCI EAFE ETF
EFA
$79.9B
$199M 2.54%
2,964,800
-2,251,000
-43% -$149M
EEM icon
6
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$181M 2.3%
4,403,200
+2,333,700
+113% +$91.6M
MCD icon
7
CALL
McDonald's
MCD
$194B
$167M 2.14%
1,708,500
+1,536,000
+890% +$147M
SPY icon
8
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$136M 1.73%
725,700
+538,200
+287% +$98.8M
AAPL icon
9
Apple
AAPL
$4.45T
$115M 1.46%
5,989,508
-17,495,296
-74% -$333M
GLD icon
10
PUT
SPDR Gold Trust
GLD
$143B
$112M 1.43%
904,200
+15,700
+2% +$1.96M
META icon
11
PUT
Meta Platforms (Facebook)
META
$1.53T
$108M 1.38%
1,796,400
+1,064,400
+145% +$67.4M
JPM icon
12
CALL
JPMorgan Chase
JPM
$962B
$97.9M 1.25%
1,613,400
+1,601,100
+13,017% +$92.5M
VXX
13
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$96.6M 1.23%
143,244
+124,894
+681% +$87.9M
CSCO icon
14
CALL
Cisco
CSCO
$475B
$87.7M 1.12%
3,911,200
+2,950,700
+307% +$65.2M
EWZ icon
15
CALL
iShares MSCI Brazil ETF
EWZ
$8.6B
$87.6M 1.12%
1,946,200
+1,217,100
+167% +$50M
CAT icon
16
CALL
Caterpillar
CAT
$388B
$79.5M 1.01%
799,700
+743,700
+1,328% +$70.1M
XOM icon
17
CALL
ExxonMobil
XOM
$657B
$78.7M 1%
805,200
+477,900
+146% +$45.6M
JNJ icon
18
CALL
Johnson & Johnson
JNJ
$626B
$74.8M 0.95%
761,000
+610,500
+406% +$56.6M
MSFT icon
19
CALL
Microsoft
MSFT
$3.74T
$73.7M 0.94%
1,798,200
+823,100
+84% +$30.9M
AMZN icon
20
PUT
Amazon
AMZN
$2.94T
$73.3M 0.94%
4,360,000
+2,706,000
+164% +$50.2M
BIDU icon
21
PUT
Baidu
BIDU
$35.9B
$70.4M 0.9%
462,200
+383,400
+487% +$64.1M
GLD icon
22
CALL
SPDR Gold Trust
GLD
$143B
$64.6M 0.82%
522,600
+85,500
+20% +$10.7M
META icon
23
CALL
Meta Platforms (Facebook)
META
$1.53T
$64M 0.82%
1,063,000
+191,500
+22% +$12.1M
FXI icon
24
CALL
iShares China Large-Cap ETF
FXI
$4.25B
$63.7M 0.81%
1,781,300
+1,481,300
+494% +$51.9M
TWC
25
PUT
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$59.4M 0.76%
+433,300
New +$59.3M
1
2 3 4 5

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Capstone Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Capstone Investment Advisors held 625 positions worth $7.84B, down 14% from $9.16B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Capstone Investment Advisors withdrew a net $1.95B in Q1 2014, closing 263 positions and reducing 107 holdings. Its most notable exit was SPDR Gold Trust, an estimated $61.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.1% of assets, down from 5.7% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in BEAM INC COM STK (DE) worth $45.8M.

  • Capstone Investment Advisors's largest Q1 2014 buy was BEAM INC COM STK (DE): 550,000 shares worth $45.8M.
  • Capstone Investment Advisors added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $47.5M increase.
  • Capstone Investment Advisors's biggest Q1 2014 reduction was Apple, cutting an estimated $333M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q1 2014, selling an estimated $61.9M.
  • Capstone Investment Advisors's ten largest holdings make up 49% of its $7.84B portfolio in Q1 2014.
  • Capstone Investment Advisors opened 123 new positions and closed 263 in Q1 2014.
  • Capstone Investment Advisors's portfolio value fell 14% quarter-over-quarter to $7.84B.

Based on Capstone Investment Advisors's 13F filing for Q1 2014, filed 14 Apr 2014.