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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.7%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$3.24B
AUM Growth
-$1.33B
Cap. Flow
-$1.38B
Cap. Flow %
-42.65%
Top 10 Hldgs %
28.49%
Holding
1,267
New
551
Increased
146
Reduced
167
Closed
378

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$122M
2
AAPL icon
Apple
AAPL
+$46.8M
3
NXPI icon
NXP Semiconductors
NXPI
+$37.8M
4
ENH
Endurance Specialty Holdings Ltd
ENH
+$28.5M
5
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$24.1M

Top Sells

Rank Stock Value
1
PVTB
PrivateBancorp Inc
PVTB
+$54.2M
2
LNKD
LinkedIn Corporation
LNKD
+$52.5M
3
PG icon
Procter & Gamble
PG
+$48.5M
4
VAL
Valspar
VAL
+$43.3M
5
LLTC
Linear Technology Corp
LLTC
+$14.3M

Sector Composition

Rank Sector Weight
1 Technology 16.91%
2 Financials 5.91%
3 Industrials 5.57%
4 Consumer Discretionary 4.76%
5 Healthcare 3.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.45T
$242M 7.48%
8,359,096
+1,650,060
+25% +$46.8M
MSFT icon
2
Microsoft
MSFT
$3.74T
$128M 3.94%
2,052,132
+2,022,790
+6,894% +$122M
QQQ icon
3
CALL
Invesco QQQ Trust
QQQ
$478B
$98.1M 3.03%
+828,200
New +$97.7M
DE icon
4
CALL
Deere & Co
DE
$167B
$90.6M 2.8%
879,500
-243,900
-22% -$22.9M
AMZN icon
5
CALL
Amazon
AMZN
$2.94T
$79M 2.44%
2,108,000
+2,098,000
+20,980% +$82.2M
AAPL icon
6
CALL
Apple
AAPL
$4.45T
$77.3M 2.39%
2,670,000
-4,274,800
-62% -$121M
IWM icon
7
PUT
iShares Russell 2000 ETF
IWM
$81.8B
$72.1M 2.23%
534,700
+484,700
+969% +$61.9M
SPY icon
8
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$46.9M 1.45%
209,900
+44,900
+27% +$9.81M
VXX
9
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$45.3M 1.4%
444,150
+438,775
+8,163% +$52.6M
AAPL icon
10
PUT
Apple
AAPL
$4.45T
$43.3M 1.34%
1,495,600
-10,032,800
-87% -$284M
NXPI icon
11
NXP Semiconductors
NXPI
$59.6B
$38.1M 1.18%
389,215
+380,215
+4,225% +$37.8M
PG icon
12
CALL
Procter & Gamble
PG
$338B
$31.2M 0.96%
371,000
-207,200
-36% -$17.7M
WSC icon
13
WillScot Mobile Mini Holdings
WSC
$4.15B
$29.9M 0.92%
3,000,000
– –
NXPI icon
14
CALL
NXP Semiconductors
NXPI
$59.6B
$29.5M 0.91%
+301,500
New +$30M
HAR
15
DELISTED
Harman International Industries
HAR
$28.8M 0.89%
259,130
+238,771
+1,173% +$23M
ENH
16
DELISTED
Endurance Specialty Holdings Ltd
ENH
$28.7M 0.89%
+310,913
New +$28.5M
AMZN icon
17
PUT
Amazon
AMZN
$2.94T
$26.2M 0.81%
700,000
+620,000
+775% +$24.3M
FXI icon
18
PUT
iShares China Large-Cap ETF
FXI
$4.25B
$25.9M 0.8%
746,300
-8,753,700
-92% -$322M
IBM icon
19
CALL
IBM
IBM
$225B
$24.7M 0.76%
155,645
-309,302
-67% -$47.1M
TFCF
20
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$24.5M 0.76%
+900,000
New +$24.1M
GDX icon
21
PUT
VanEck Gold Miners ETF
GDX
$27.5B
$24M 0.74%
+1,149,000
New +$25.5M
GDX icon
22
CALL
VanEck Gold Miners ETF
GDX
$27.5B
$23.4M 0.72%
1,120,000
+1,087,900
+3,389% +$24.2M
BLVD
23
DELISTED
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
$23.1M 0.71%
2,325,000
– –
XLE icon
24
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$19.4M 0.6%
515,200
+64,800
+14% +$2.34M
HUM icon
25
CALL
Humana
HUM
$44.8B
$18.8M 0.58%
92,000
-3,200
-3% -$610K
1
2 3 4 5

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Capstone Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Capstone Investment Advisors held 1,267 positions worth $3.24B, down 29% from $4.57B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Capstone Investment Advisors withdrew a net $1.38B in Q4 2016, closing 378 positions and reducing 167 holdings. Its most notable exit was LinkedIn Corporation, an estimated $52.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

Against the trend, Capstone Investment Advisors opened a new position in Endurance Specialty Holdings Ltd worth $28.7M.

  • Capstone Investment Advisors's largest Q4 2016 buy was Endurance Specialty Holdings Ltd: 310,913 shares worth $28.7M.
  • Capstone Investment Advisors added most to Microsoft in Q4 2016, an estimated $122M increase.
  • Capstone Investment Advisors's biggest Q4 2016 reduction was PrivateBancorp Inc, cutting an estimated $54.2M.
  • Capstone Investment Advisors fully exited LinkedIn Corporation in Q4 2016, selling an estimated $52.5M.
  • Capstone Investment Advisors's ten largest holdings make up 28% of its $3.24B portfolio in Q4 2016.
  • Capstone Investment Advisors opened 551 new positions and closed 378 in Q4 2016.
  • Capstone Investment Advisors's portfolio value fell 29% quarter-over-quarter to $3.24B.

Based on Capstone Investment Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.