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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.76B
AUM Growth
+$2.25B
Cap. Flow
+$2.09B
Cap. Flow %
23.85%
Top 10 Hldgs %
40.08%
Holding
1,386
New
701
Increased
389
Reduced
164
Closed
104

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$30.8M
2
SO icon
Southern Company
SO
+$27.6M
3
DNB
Dun & Bradstreet
DNB
+$23.1M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$16.7M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.3M

Top Sells

Rank Stock Value
1
AABA
Altaba Inc
AABA
+$60.9M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$58.3M
3
COL
Rockwell Collins
COL
+$43.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$27.6M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$27.1M

Sector Composition

Rank Sector Weight
1 Financials 1.38%
2 Consumer Discretionary 0.94%
3 Healthcare 0.94%
4 Technology 0.79%
5 Communication Services 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
1
PUT
iShares Russell 2000 ETF
IWM
$81.8B
$560M 6.39%
3,321,500
-738,600
-18% -$125M
HYG icon
2
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$540M 6.17%
6,250,000
+2,250,000
+56% +$193M
QQQ icon
3
PUT
Invesco QQQ Trust
QQQ
$478B
$538M 6.14%
2,895,200
+1,481,700
+105% +$268M
EEM icon
4
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$408M 4.65%
9,500,000
+9,403,800
+9,775% +$406M
EFA icon
5
PUT
iShares MSCI EAFE ETF
EFA
$79.9B
$340M 3.88%
4,995,900
+1,835,400
+58% +$124M
AMZN icon
6
PUT
Amazon
AMZN
$2.94T
$283M 3.23%
2,830,000
+1,152,000
+69% +$108M
TSLA icon
7
PUT
Tesla
TSLA
$1.31T
$255M 2.9%
14,421,000
+12,951,000
+881% +$270M
FXI icon
8
PUT
iShares China Large-Cap ETF
FXI
$4.25B
$241M 2.75%
5,617,900
+2,336,200
+71% +$98.9M
EFA icon
9
CALL
iShares MSCI EAFE ETF
EFA
$79.9B
$182M 2.08%
2,676,900
+137,800
+5% +$9.31M
AAPL icon
10
PUT
Apple
AAPL
$4.45T
$166M 1.9%
2,943,600
+31,200
+1% +$1.62M
MSFT icon
11
PUT
Microsoft
MSFT
$3.74T
$128M 1.46%
1,119,300
+232,800
+26% +$25.2M
GOOG icon
12
PUT
Alphabet (Google) Class C
GOOG
$4.19T
$115M 1.31%
1,928,000
-2,014,000
-51% -$121M
SPY icon
13
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$95.4M 1.09%
328,100
+4,500
+1% +$1.28M
SPY icon
14
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$90M 1.03%
309,447
-204,775
-40% -$58.3M
SHPG
15
PUT
DELISTED
Shire pic
SHPG
$73.4M 0.84%
405,000
+180,000
+80% +$31.2M
FXI icon
16
CALL
iShares China Large-Cap ETF
FXI
$4.25B
$67.3M 0.77%
1,572,100
-501,300
-24% -$21.2M
META icon
17
PUT
Meta Platforms (Facebook)
META
$1.53T
$66.4M 0.76%
403,800
-422,100
-51% -$76.4M
QQQ icon
18
CALL
Invesco QQQ Trust
QQQ
$478B
$52.4M 0.6%
282,100
-800,200
-74% -$145M
AMZN icon
19
Amazon
AMZN
$2.94T
$43.9M 0.5%
438,420
+327,440
+295% +$30.8M
IBB icon
20
CALL
iShares Biotechnology ETF
IBB
$9.81B
$42.7M 0.49%
+350,000
New +$41.2M
SO icon
21
PUT
Southern Company
SO
$106B
$42.2M 0.48%
967,500
+952,100
+6,182% +$43.9M
EPD icon
22
CALL
Enterprise Products Partners
EPD
$81.8B
$39M 0.45%
1,357,500
+602,500
+80% +$17.4M
WMT icon
23
PUT
Walmart Inc
WMT
$901B
$38.7M 0.44%
1,236,000
+1,064,400
+620% +$32.6M
AET
24
DELISTED
Aetna Inc
AET
$38.3M 0.44%
188,912
-120,780
-39% -$23.6M
SO icon
25
CALL
Southern Company
SO
$106B
$37.7M 0.43%
864,000
+863,900
+863,900% +$39.8M
1
2 3 4 5

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Capstone Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Capstone Investment Advisors held 1,386 positions worth $8.76B, up 34% from $6.52B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors deployed $2.09B of net new capital in Q3 2018, opening 701 new positions and adding to 389 existing holdings. Its largest new stake was Dun & Bradstreet: 170,069 shares worth $24.2M.

By sector, the portfolio is most concentrated in Financials at 1.4% of assets, down from 1.7% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $58.3M trimmed.

  • Capstone Investment Advisors's largest Q3 2018 buy was Dun & Bradstreet: 170,069 shares worth $24.2M.
  • Capstone Investment Advisors added most to Amazon in Q3 2018, an estimated $30.8M increase.
  • Capstone Investment Advisors's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $58.3M.
  • Capstone Investment Advisors fully exited Altaba Inc in Q3 2018, selling an estimated $60.9M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $8.76B portfolio in Q3 2018.
  • Capstone Investment Advisors opened 701 new positions and closed 104 in Q3 2018.
  • Capstone Investment Advisors's portfolio value rose 34% quarter-over-quarter to $8.76B.

Based on Capstone Investment Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.