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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
-$221M
Cap. Flow %
-1.19%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.94%
2 Technology 1.27%
3 Financials 1.05%
4 Healthcare 0.85%
5 Consumer Discretionary 0.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
PUT
Apple
AAPL
$4.98T
$824M 4.44%
11,220,800
+3,848,800
+52% +$248M
QQQ icon
2
PUT
Invesco QQQ Trust
QQQ
$502B
$790M 4.26%
3,716,000
+1,929,100
+108% +$386M
MSFT icon
3
PUT
Microsoft
MSFT
$3.83T
$572M 3.08%
3,624,800
+558,700
+18% +$82.1M
AMZN icon
4
PUT
Amazon
AMZN
$2.69T
$343M 1.85%
3,708,000
+734,000
+25% +$65M
EFA icon
5
PUT
iShares MSCI EAFE ETF
EFA
$78B
$335M 1.81%
4,827,500
+1,667,500
+53% +$113M
SPY icon
6
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$796B
$281M 1.52%
873,300
-201,700
-19% -$62.1M
GOOG icon
7
PUT
Alphabet (Google) Class C
GOOG
$4.17T
$230M 1.24%
3,446,000
+1,024,000
+42% +$66.1M
META icon
8
PUT
Meta Platforms (Facebook)
META
$1.91T
$224M 1.21%
1,091,000
+314,700
+41% +$61M
GOOGL icon
9
PUT
Alphabet (Google) Class A
GOOGL
$4.21T
$221M 1.19%
3,300,000
+1,102,000
+50% +$71.1M
EEM icon
10
PUT
iShares MSCI Emerging Markets ETF
EEM
$31.6B
$211M 1.14%
4,700,000
-1,617,000
-26% -$69.4M
AAPL icon
11
CALL
Apple
AAPL
$4.98T
$184M 0.99%
2,509,200
-114,800
-4% -$7.39M
MSFT icon
12
CALL
Microsoft
MSFT
$3.83T
$180M 0.97%
1,142,300
+257,600
+29% +$37.8M
PG icon
13
PUT
Procter & Gamble
PG
$340B
$175M 0.94%
1,397,800
+222,000
+19% +$27.2M
BRK.B icon
14
PUT
Berkshire Hathaway Class B
BRK.B
$1.08T
$165M 0.89%
729,100
+249,200
+52% +$54.1M
V icon
15
PUT
Visa
V
$690B
$163M 0.88%
867,800
+143,000
+20% +$25.8M
JPM icon
16
PUT
JPMorgan Chase
JPM
$912B
$162M 0.88%
1,165,300
+304,500
+35% +$39.1M
JNJ icon
17
PUT
Johnson & Johnson
JNJ
$654B
$144M 0.78%
986,600
+292,100
+42% +$39.6M
DIS icon
18
PUT
Walt Disney
DIS
$183B
$136M 0.73%
941,300
+79,200
+9% +$11.1M
MA icon
19
PUT
Mastercard
MA
$497B
$125M 0.68%
419,600
+21,000
+5% +$5.92M
T icon
20
PUT
AT&T
T
$174B
$123M 0.66%
4,157,625
+772,157
+23% +$22.3M
INTC icon
21
PUT
Intel
INTC
$650B
$121M 0.66%
2,029,300
+400,000
+25% +$22.4M
UNH icon
22
PUT
UnitedHealth
UNH
$338B
$119M 0.64%
404,700
+172,800
+75% +$45.2M
MRK icon
23
PUT
Merck
MRK
$367B
$115M 0.62%
1,322,995
+234,961
+22% +$19.3M
BAC icon
24
PUT
Bank of America
BAC
$396B
$115M 0.62%
3,254,700
+737,100
+29% +$23.8M
HD icon
25
PUT
Home Depot
HD
$293B
$104M 0.56%
475,300
+32,500
+7% +$7.36M
1
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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors's Q4 2019 filing shows 189 new, 877 increased, 255 reduced and 157 closed positions. Its largest new stake was Costco: 66,964 shares worth $19.7M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $463M.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, down from 94% a quarter earlier, followed by Technology and Financials.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.